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Financing the American Corporation: The Changing Menu of Financial Rela-tionships

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Author Info
Charles W. Calomiris
Carlos D. Ramirez

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Abstract

The history of the financing of the American corporation can be described along many dimensions. One dimension of that history that underlies various measures of historical change in corporate finance is the range of feasible relationships between corporations and intermediaries. Intermediaries (including commercial banks, investment banks, pensions, insurance companies, mutual funds, venture capitalists, and commercial paper dealers) provide alternative mechanisms for reducing `frictions' -- communicating information, controlling the use of funds, and physically transacting with corporations -- all of which arise from a corporation's financing needs. The menu of financial relationship choices available to firms has varied over time. That changing menu has been the driving force behind the history of American corporate finance. Changes in potential relationships have sometimes been dictated by conscious regulatory policy, and sometimes by `induced' private financial innovations. The peculiar fragmentation of financial intermediation in the United States has been a costly feature of American corporate finance history, which is traceable to regulatory distortions that limited particular kinds of relationships. In large part, the history of institutional change and financial innovation in the United States has been the history of attempts to work around costly restrictions on relationships not faced by corporations in most other countries.

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Paper provided by National Bureau of Economic Research, Inc in its series NBER Historical Working Papers with number 0079.

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Date of creation: Feb 1996
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Handle: RePEc:nbr:nberhi:0079

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N21 - Economic History - - Financial Markets and Institutions - - - U.S.; Canada: Pre-1913
N22 - Economic History - - Financial Markets and Institutions - - - U.S.; Canada: 1913-

References listed on IDEAS
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  1. Diamond, Douglas W, 1984. "Financial Intermediation and Delegated Monitoring," Review of Economic Studies, Blackwell Publishing, vol. 51(3), pages 393-414, July. [Downloadable!] (restricted)
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  1. Suzanne Konzelmann, 2002. "Institutional Transplant and American Corporate Governance: The case of Ferodyn," ESRC Centre for Business Research - Working Papers wp231, ESRC Centre for Business Research. [Downloadable!]
  2. Alan Hughes & Jaeho Lee, 2006. "What's in a name and when does it matter? The hot and cold market impacts on underpricing of certification, reputation and conflicts of interest in venture capital backed Korean IPOs," ESRC Centre for Business Research - Working Papers wp336, ESRC Centre for Business Research. [Downloadable!]
  3. Paul Gompers & Josh Lerner, 1998. "Conflict of Interest in the Issuance of Public Securities: Evidence from Venture Capital," NBER Working Papers 6847, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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