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Exclusion of US-holders in cross-border takeover bids and the principle of equality in tender offers

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Author Info
Federico M. Mucciarelli ()
Abstract

To avoid the cumulative application of takeover regulation of more jurisdictions, it is common practice to exclude from the offer shareholders resident in countries adopting extraterritorial conflict rules. Among such countries, the most significant case is that of US securities regulation: according to US case-law, in order to avoid the application of US takeover regulation and anti-fraud provisions, bidders should completely exclude any publicity of the offer in the US or to US resident and consider acceptances from US residents as void. However, such restrictions could be at odds with the principle of equal treatments of target’s shareholders, provided for by the EU Takeover Directive. In the paper, I argue that only restrictions to dissemination could be reconciled with the equality principle. On the contrary, restrictions to acceptance represent a clear violation of such principle, which can be admitted only if the cumulative application of US law would make the offer unfeasible.

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Publisher Info
Paper provided by Universita di Modena e Reggio Emilia, Facoltà di Economia "Marco Biagi" in its series Centro Studi di Banca e Finanza (CEFIN) (Center for Studies in Banking and Finance) with number 09051.

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Length: pages 12
Date of creation: May 2009
Date of revision:
Handle: RePEc:mod:wcefin:09051

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Related research
Keywords: Cross-border tender offers; choice-of-law; US securities law; EC Takeover Directive; exclusion of US holders;

Find related papers by JEL classification:
K22 - Law and Economics - - Regulation and Business Law - - - Corporation and Securities Law
K33 - Law and Economics - - Other Substantive Areas of Law - - - International Law

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This page was last updated on 2009-12-3.


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