Le condizioni di efficienza per l’attività di compliance nelle banche: l’importanza dell’autonomia e dell’indipendenza
AbstractCompliance is an opportunity that both Authorities and Banks must develop and exploit in order for them to respectively consolidate their own role and their position in the market. It’s the responsibility of the top management (board of directors) to structure, manage and monitorize the activity of Compliance, breaking any cause that might allow behaviour of opportunism in the management or any clash of interests.
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Bibliographic InfoPaper provided by Department of Economics, Management and Quantitative Methods at Università degli Studi di Milano in its series Departmental Working Papers with number 2009-07.
Date of creation: 09 Mar 2009
Date of revision:
Mifid; compliance; authorities; governance;
Find related papers by JEL classification:
- G21 - Financial Economics - - Financial Institutions and Services - - - Banks; Other Depository Institutions; Micro Finance Institutions; Mortgages
- G34 - Financial Economics - - Corporate Finance and Governance - - - Mergers; Acquisitions; Restructuring; Corporate Governance
- G38 - Financial Economics - - Corporate Finance and Governance - - - Government Policy and Regulation
- K4 - Law and Economics - - Legal Procedure, the Legal System, and Illegal Behavior
- M14 - Business Administration and Business Economics; Marketing; Accounting - - Business Administration - - - Corporate Culture; Diversity; Social Responsibility
This paper has been announced in the following NEP Reports:
- NEP-ALL-2009-06-17 (All new papers)
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