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Expected Utility Theory with “Small Worlds”

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Author Info
Jacob Gyntelberg (Nordea Bank)
Frank Hansen (Institute of Economics, University of Copenhagen)
Abstract

We formulate a new theory of expected utility under uncertainty based on the notion of an event-lattice, which is a natural generalization of a Savage state space. The modelling of uncertainty is based on the idea that the decision maker for each group of related decisions to be taken creates a ”small world” which functions as a local state space. We introduce a set of preference axioms similar in spirit to the Savage axioms, and show that they lead to a generalization of the standard von Neumann-Savage theory of expected utility. The generalization allows for an intuitive distinction between risk and uncertainty. In each ”small world” risk is described by an additive probability measure; and these local risk measures all appear as restrictions of a common integrated additive expectation functional which is defined on the ”grand world”, thereby providing numerical expressions to the notion of uncertainty. We illustrate the use of the theory for the Ellsberg paradox and for some portfolio decisions which cannot be captured by the standard von Neumann-Savage theory.

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Paper provided by University of Copenhagen. Department of Economics. Finance Research Unit in its series FRU Working Papers with number 2004/04.

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Length: 17 pages
Date of creation: Aug 2004
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Handle: RePEc:kud:kuiefr:200404

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Keywords: expected utility decision making under uncertainty

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Find related papers by JEL classification:
D8 - Microeconomics - - Information, Knowledge, and Uncertainty
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing

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Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Sujoy Mukerji & Jean-Marc Tallon, 2003. "An overview of economic applications of David Schmeidler`s models of decision making under uncertainty," Economics Series Working Papers 172, University of Oxford, Department of Economics. [Downloadable!]
    Other versions:
  2. Frank Hansen, 2003. "A General Theory of Decision Making," FRU Working Papers 2004/02, University of Copenhagen. Department of Economics. Finance Research Unit. [Downloadable!]
  3. Schmeidler, David, 1989. "Subjective Probability and Expected Utility without Additivity," Econometrica, Econometric Society, vol. 57(3), pages 571-87, May. [Downloadable!] (restricted)
  4. Quiggin, John, 1982. "A theory of anticipated utility," Journal of Economic Behavior & Organization, Elsevier, vol. 3(4), pages 323-343, December. [Downloadable!] (restricted)
  5. Itzhak Gilboa & David Schmeidler, 2001. "Subjective Distributions," Cowles Foundation Discussion Papers 1341, Cowles Foundation, Yale University. [Downloadable!]
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  6. Karni, Edi & Schmeidler, David, 1991. "Utility theory with uncertainty," Handbook of Mathematical Economics, in: W. Hildenbrand & H. Sonnenschein (ed.), Handbook of Mathematical Economics, edition 1, volume 4, chapter 33, pages 1763-1831 Elsevier. [Downloadable!] (restricted)
  7. Frank Hansen, 2003. "A General Theory of Decision Making," Discussion Papers 03-38, University of Copenhagen. Department of Economics, revised Aug 2005. [Downloadable!]
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