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Knowledge and Technology Transfer (KTT) Activities Between Universities and Firms in Switzerland: The Main Facts : An Empirical Analysis Based on Firm-level Data

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Author Info
Spyros Arvanitis () (KOF Swiss Economic Institute, ETH Zurich)
Ursina Kubli () (KOF Swiss Economic Institute, ETH Zurich)
Nora Sydow () (KOF Swiss Economic Institute, ETH Zurich)
Martin Woerter () (KOF Swiss Economic Institute, ETH Zurich)

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Abstract

This study is part of a large project aiming at the investigation of a) extent and b) economic relevance of knowledge and technology transfer (KTT) between science institutions (universities, universities of applied science and other public research institutions) and private corporations. Under knowledge and technology transfer we understand very broadly any activities targeted at transferring knowledge and technology that may help a company or a research institution – depending on the direction of the transfer – to further promote its activities. In this paper we report on the results of a large postal survey of Swiss enterprises based on a questionnaire on the exchange of knowledge and technology with Swiss universities and other research institutions. The survey was addressed to about 6000 firms from all sectors of the economy (with exception of hotels/catering, retail trade, transportation and personal services) and from different size classes. We received answers from 2582 firms, i.e. 45.4% of the firms in the underlying sample. In this paper we undertake a characterisation of KTT activities from a firm’s point of view: Which are the main characteristics of firms conducting KTT (e.g. size, industry, R&D activities, R&D budget, research areas etc.) Which forms does KTT take (e.g. joint research projects, joint teaching courses, allocation of thesis or doctoral projects in collaboration with firms etc.), what is the relative importance of such forms? Which are the most important transfer channels (publications, patents, licenses, spinoffs) and intermediating organisations (technology transfer offices, KTI, SNF etc.)? Which are the most relevant transfer partners among the universities and other research institutions? Which are the most important motives for KTT activities (e.g. financial motives, access to academic knowledge, institutional motives etc.) Which are the most important impediments of KTT activities (lack of information, lack of conditions necessary for know-how transfer, costs and risks etc.)

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Paper provided by KOF Swiss Economic Institute, ETH Zurich in its series KOF Working papers with number 05-115.

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Length: 71 pages
Date of creation: Dec 2005
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Handle: RePEc:kof:wpskof:05-115

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Related research
Keywords: knowledge and technology transfer; innovation activities; R&D actvities;

Find related papers by JEL classification:
O30 - Economic Development, Technological Change, and Growth - - Technological Change - - - General

This paper has been announced in the following NEP Reports:

References listed on IDEAS
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  1. Spyros Arvanitis & Nora Sydow & Martin Woerter, 2005. "Is There Any Impact of University-Industry Knowledge Transfer on the Performance of Private Enterprises? – An Empirical Analysis Based¨on Swiss Firm Data," KOF Working papers 05-117, KOF Swiss Economic Institute, ETH Zurich. [Downloadable!]
  2. Bozeman, Barry, 2000. "Technology transfer and public policy: a review of research and theory," Research Policy, Elsevier, vol. 29(4-5), pages 627-655, April. [Downloadable!] (restricted)
  3. Schartinger, Doris & Schibany, Andras & Gassler, Helmut, 2001. " Interactive Relations between Universities and Firms: Empirical Evidence for Austria," The Journal of Technology Transfer, Springer, vol. 26(3), pages 255-68, June. [Downloadable!] (restricted)
  4. Cohen, Wesley M & Levinthal, Daniel A, 1989. "Innovation and Learning: The Two Faces of R&D," Economic Journal, Royal Economic Society, vol. 99(397), pages 569-96, September. [Downloadable!] (restricted)
  5. Santoro, Michael D. & Chakrabarti, Alok K., 2002. "Firm size and technology centrality in industry-university interactions," Research Policy, Elsevier, vol. 31(7), pages 1163-1180, September. [Downloadable!] (restricted)
  6. Bronwyn H. HALL, 2004. "University-Industry Research Partnerships in the United States," Economics Working Papers ECO2004/14, European University Institute. [Downloadable!]
  7. Cowan, Robin & Foray, Dominique, 1997. "The Economics of Codification and the Diffusion of Knowledge," Industrial and Corporate Change, Oxford University Press, vol. 6(3), pages 595-622, September.
  8. Schmidt, Tobias, 2005. "Knowledge Flows and R&D Co-operation : Firm-level Evidence from Germany," ZEW Discussion Papers 05-22, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research. [Downloadable!]
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  9. Jaffe, Adam B, 1989. "Real Effects of Academic Research," American Economic Review, American Economic Association, vol. 79(5), pages 957-70, December. [Downloadable!] (restricted)
  10. Ulf Rosner & Grit Leßmann, 2004. "Aufschwung Ost durch öffentliche Wissenschaftseinrichtungen?," Urban/Regional 0403005, EconWPA. [Downloadable!]
  11. Spyros Arvanitis & Ursina Kubli & Martin Woerter, 2005. "Determinants of Knowledge and Technology Transfer Activities Between Firms and Science Institutions in Switzerland: An Analysis Based on Firm Data," KOF Working papers 05-116, KOF Swiss Economic Institute, ETH Zurich. [Downloadable!]
  12. James D. Adams & Eric P. Chiang & Jeffrey L. Jensen, 2003. "The Influence of Federal Laboratory R&D on Industrial Research," Rensselaer Working Papers in Economics 0301, Rensselaer Polytechnic Institute, Department of Economics. [Downloadable!]
    Other versions:
  13. Cassiman, Bruno & Veugelers, Reinhilde, 2003. "R&D Cooperation Between Firms and Universities: Some Empirical Evidence from Belgian Manufacturing," CEPR Discussion Papers 3951, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
    Other versions:
  14. Mansfield, Edwin, 1998. "Academic research and industrial innovation: An update of empirical findings1," Research Policy, Elsevier, vol. 26(7-8), pages 773-776, April. [Downloadable!] (restricted)
  15. Schartinger, Doris & Rammer, Christian & Fischer, Manfred M. & Frohlich, Josef, 2002. "Knowledge interactions between universities and industry in Austria: sectoral patterns and determinants," Research Policy, Elsevier, vol. 31(3), pages 303-328, March. [Downloadable!] (restricted)
  16. Mansfield, Edwin, 1991. "Academic research and industrial innovation," Research Policy, Elsevier, vol. 20(1), pages 1-12, February. [Downloadable!] (restricted)
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