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Econometric Analysis of Financial Transaction Data: Pitfalls and Opportunities

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Author Info
Nikolaus Hautsch () (Center of Finance and Econometrics)
Winfried Pohlmeier () (Center of Finance and Econometrics)

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Abstract

The recent availability of large data sets covering single transactions on financial markets has created a new branch of econometrics which has opened up a new door of looking at the microstructure of financial markets and its dynamics. The specific nature of transaction data such as the randomness of arrival times of trades, the discreteness of price jumps and significant intraday seasonalities, call for specific econometric tools combining both time series techniques as well as microeconomtric techniques arising from discrete choice analysis. This paper serves as an introduction to the econometrics of transaction data. We survey the state of the art and discuss its pitfalls and opportunities. Special emphasis is given to the analysis of the properties of data from various assets and trading mechanisms. We show that some characteristics of the transaction price process such as the dynamics of intertrade durations are quite similar across various assets with different liquidity and regardless whether an asset is traded electronically or on the floor. However, the analysis of other characteristics of transaction prices process such as volatility requires a careful choice of the appropriate econometric tool. Empirical evidence is presented using examples from stocks traded electronically and on the floor at the German Stock exchange and from BUND future trading at the LIFFE and the EUREX.

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Publisher Info
Paper provided by Center of Finance and Econometrics, University of Konstanz in its series CoFE Discussion Paper with number 01-05.

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Length: 37 Pages
Date of creation: Jun 2001
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Handle: RePEc:knz:cofedp:0105

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  1. Wing Lon NG, 2004. "Duration and Order Type Clusters," Econometric Society 2004 Far Eastern Meetings 730, Econometric Society. [Downloadable!]
  2. Chris M. Strickland & Catherine S. Forbes & Gael M. Martin, 2003. "Bayesian Analysis of the Stochastic Conditional Duration Model," Monash Econometrics and Business Statistics Working Papers 14/03, Monash University, Department of Econometrics and Business Statistics. [Downloadable!]
    Other versions:
  3. Hellström, Jörgen & Simonsen, Ola, 2006. "Does the Open Limit Order Book Reveal Information About Short-run Stock Price Movements?," UmeÃ¥ Economic Studies 687, Umeå University, Department of Economics. [Downloadable!]
  4. Winfried Pohlmeier & Roman Liesenfeld, 2003. "A Dynamic Integer Count Data Model for Financial Transaction Prices," CoFE Discussion Paper 03-03, Center of Finance and Econometrics, University of Konstanz. [Downloadable!]
  5. Wing Lon NG, 2004. "Duration and Order Type Clusters," Econometric Society 2004 Australasian Meetings 272, Econometric Society. [Downloadable!]
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