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Searching for the optimal EMU fiscal rule:an ex-post analysis of the SGP reform proposals

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Author Info
Paolo Biraschi ()
Abstract

Over last decades the study of fiscal policy rules has attracted a growing attention from researchers and policy-makers. The case of European Monetary Union is a clear example. However, even before its inception, the Stability and Growth Pact has been a source of inspiration for a large number of policy recommendations. The heated political and academic debate intervened after the Ecofin Council's decision on November 2003 and mostly concluded in March 2005 with the Spring European Council's conclusions has revealed the institutional and theoretical weaknesses of EMU rule-based system. This paper provides an ex-post analysis of the Pact by indicating a different qualitative and pragmatic approach to judge the most relevant and known SGP reforms; furthermore, it highlights the direction along which any modification of the Pact would have been successfully implemented and offers useful insights also to test the robustness of the new SGP. After revisiting the main characteristics of a fully effective rule-based framework and taking into account the specificity of EMU economic policy set up, we evaluate in a systematic way, through a multivariate statistical analysis, about 100 proposals for reforming the SGP presented by professional academic and non-academic economists prior to April 2005. Despite these large number of proposals, however, principal component analysis outcomes show that only few reforms could have been effectively considered a real improvement of the previous version of SGP, the others reflecting the traditional dilemma between credibility and effectiveness aspects of budgetary rules.

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Paper provided by Department of the Treasury, Ministry of the Economy and of Finance in its series Working Papers with number wp2008-7.

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Handle: RePEc:itt:wpaper:wp2008-7

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Related research
Keywords: Fiscal rules; Fiscal policy; Stability and Growth Pact; European Union Monetary; Principal Component Analysis;

Find related papers by JEL classification:
H62 - Public Economics - - National Budget, Deficit, and Debt - - - Deficit; Surplus
E62 - Macroeconomics and Monetary Economics - - Macroeconomic Policy, Macroeconomic Aspects of Public Finance, and General Outlook - - - Fiscal Policy
C82 - Mathematical and Quantitative Methods - - Data Collection and Data Estimation Methodology; Computer Programs - - - Methodology for Collecting, Estimating, and Organizing Macroeconomic Data

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  1. Willem H. Buiter, 2003. "Ten Commandments for a Fiscal Rule in the E(M)U," Oxford Review of Economic Policy, Oxford University Press, vol. 19(1), pages 84-99.
  2. Beetsma, Roel & Debrun, Xavier, 2003. "Reconciling Stability and Growth: Smart Pacts and Structural Reforms," CEPR Discussion Papers 3930, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
    Other versions:
  3. Iain Begg & Waltraud Schelkle, 2004. "Can Fiscal Policy Co-ordination be Made to Work Effectively?," Journal of Common Market Studies, Blackwell Publishing, vol. 42(5), pages 1047-1059, December. [Downloadable!] (restricted)
  4. Lindbeck, Assar & Niepelt, Dirk, 2004. "Improving the SGP: Taxes and Delegation Rather than Fines," Seminar Papers 733, Stockholm University, Institute for International Economic Studies. [Downloadable!]
    Other versions:
  5. Barbara Annicchiarico & Nicola Giammarioli, 2004. "Fiscal rules and sustainability of public finances in an endogenous growth model," Working Paper Series 381, European Central Bank. [Downloadable!]
  6. Roel M. W. J. Beetsma & Xavier Debrun, 2005. "Implementing the Stability and Growth Pact: Enforcement and Procedural Flexibility," IMF Working Papers 05/59, International Monetary Fund. [Downloadable!]
    Other versions:
  7. Christopher Allsopp & Michael J. Artis, 2003. "The Assessment: EMU, Four Years On," Oxford Review of Economic Policy, Oxford University Press, vol. 19(1), pages 1-29.
  8. Russell Cooper & Hubert Kempf, 2000. "Designing stabilization policy in a monetary union," Working Paper 0001, Federal Reserve Bank of Cleveland. [Downloadable!]
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  9. Antimo Verde, 2006. "The Old and the New Stability and Growth Pact along with the Main Proposals for Its Reform: An Assessment," Transition Studies Review, Springer, vol. 13(3), pages 475-496, October. [Downloadable!] (restricted)
  10. Otmar Issing, 2002. "On Macroeconomic Policy Co-ordination in EMU," Journal of Common Market Studies, Blackwell Publishing, vol. 40(2), pages 345-358, 06. [Downloadable!] (restricted)
  11. Peter Bofinger, 2003. "The Stability and Growth Pact neglects the policy mix between fiscal and monetary policy," Intereconomics: Review of European Economic Policy, Springer, vol. 38(1), pages 4-7, January. [Downloadable!] (restricted)
  12. Michael Kumhof & Irina Yakadina, 2007. "Politically Optimal Fiscal Policy," IMF Working Papers 07/68, International Monetary Fund. [Downloadable!]
  13. Marco Buti & Lucio R. Pench, 2004. "Why Do Large Countries Flout the Stability Pact? And What Can Be Done About It?," Journal of Common Market Studies, Blackwell Publishing, vol. 42(5), pages 1025-1032, December. [Downloadable!] (restricted)
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