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Quality of Financial Sector Regulation and Supervision Around the World

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Author Info
Alexander F. Tieman
Martin Cihák

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Abstract

The paper analyzes the quality of financial sector regulation and supervision around the globe. Unlike studies that collect and analyze data on regulation and supervision "on the books," this study also analyzes available information on supervisory implementation, making use of data from IMF-World Bank assessments of compliance with international standards and codes. Incorporating supervisory implementation into the study provides an improved means of assessing countries' regulatory systems. We find that countries' regulatory frameworks score on average one notch below full compliance with the standards (on a 4-notch scale). There are substantial differences in the quality of regulatory and supervisory frameworks across countries, with the income level being a major factor.

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Publisher Info
Paper provided by International Monetary Fund in its series IMF Working Papers with number 08/190.

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Length: 45 pages
Date of creation: 05 Aug 2008
Date of revision:
Handle: RePEc:imf:imfwpa:08/190

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Related research
Keywords: Financial sector ; Bank regulations ; Bank supervision ; Standards and codes ; Financial stability ; Financial system stability assessment ; Basel Core Principles ; Financial Sector Assessment Program ;

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This paper has been announced in the following NEP Reports: References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Richard Podpiera, 2004. "Does Compliance with Basel Core Principles Bring Any Measurable Benefits?," IMF Working Papers 04/204, International Monetary Fund. [Downloadable!]
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  2. Kina Chenard & Udaibir S. Das & Marc Quintyn, 2004. "Does Regulatory Governance Matter for Financial System Stability? An Empirical Analysis," IMF Working Papers 04/89, International Monetary Fund. [Downloadable!]
  3. Cihák, Martin & Podpiera, Richard, 2008. "Integrated financial supervision: Which model?," The North American Journal of Economics and Finance, Elsevier, vol. 19(2), pages 135-152, August. [Downloadable!] (restricted)
  4. Jennifer A. Elliott & Ana Carvajal, 2007. "Strengths and Weaknesses in Securities Market Regulation: A Global Analysis," IMF Working Papers 07/259, International Monetary Fund. [Downloadable!]
  5. Richard Podpiera & Martin Cih�k, 2006. "Is One Watchdog Better Than Three? International Experience with Integrated Financial Sector Supervision," IMF Working Papers 06/57, International Monetary Fund. [Downloadable!]
Full references

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Martin Cihák & Tigran Poghosyan, 2009. "Distress in European Banks: An Analysis Based on a New Dataset," IMF Working Papers 09/9, International Monetary Fund. [Downloadable!]
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This page was last updated on 2009-12-30.


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