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Managing and Controlling Extrabudgetary Funds

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Author Info
Richard Allen
Dimitar Radev
Abstract

This paper addresses issues relating to the establishment and financial management of extrabudgetary funds (EBFs), a large group of government entities that on average accounts for 40 to 45 percent of central government expenditure-two-thirds of which represents social security funds-in countries at various stages of development. If improperly designed and managed, EBFs can undermine effective fiscal control. However, they also bring potential benefits in the form of greater autonomy of decision-making in countries with well-established governance and financial management systems that have applied the "agency model" of devolved public management and fiscal control. The paper develops a typology of EBFs and argues that EBFs are frequently created because of failures in the budget system and political economy factors that need to be recognized and, where possible, corrected. The paper recommends that data on EBFs be consolidated within a unified system of fiscal reporting and proposes an analytical framework that governments might use to evaluate the effectiveness and utility of their EBFs.

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Paper provided by International Monetary Fund in its series IMF Working Papers with number 06/286.

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Length: 29 pages
Date of creation: 03 Jan 2007
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Handle: RePEc:imf:imfwpa:06/286

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Related research
Keywords: Extrabudgetary fund ; fiscal earmarking ; agency model ; Public finance ; Government expenditures ; Government accounting ; Fiscal management ;

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  1. Sanjeev Gupta & Catherine Pattillo & Smita Wagh, 2006. "Are Donor Countries Giving More or Less Aid?," Review of Development Economics, Blackwell Publishing, vol. 10(3), pages 535-552, 08. [Downloadable!] (restricted)
  2. Smita Wagh & Sanjeev Gupta & Catherine A. Pattillo, 2006. "Are Donor Countries Giving More or Less Aid?," IMF Working Papers 06/1, International Monetary Fund. [Downloadable!]
  3. Potter, Barry H, 1997. "Dedicated Road Funds - A Preliminary View on a World Bank Initiative," IMF Papers on Policy Analysis and Assessments 97/7, International Monetary Fund. [Downloadable!]
  4. Gwilliam, Ken & Shalizi, Zmarak, 1999. "Road Funds, User Charges and Taxes," World Bank Research Observer, Oxford University Press, vol. 14(2), pages 159-85, August. [Downloadable!]
  5. James M. Buchanan, 1963. "The Economics of Earmarked Taxes," Journal of Political Economy, University of Chicago Press, vol. 71, pages 457. [Downloadable!] (restricted)
  6. Ken Gwilliam & Ajay Kumar, 2003. "How Effective Are Second-Generation Road Funds? A Preliminary Appraisal," World Bank Research Observer, Oxford University Press, vol. 18(1), pages 113-128.
  7. Barry H. Potter, 1997. "Dedicated Road Funds - A Preliminary View on a World Bank Initiative," IMF Policy Discussion Papers 97/7, International Monetary Fund.
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