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The Shannon Information of Filtrations and the Additional Logarithmic Utility of Insiders

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Author Info
Stefan Ankirchner
Steffen Dereich
Peter Imkeller
Abstract

The background for the general mathematical link between utility and information theory investigated in this paper is a simple financial market model with two kinds of small traders: less informed traders and insiders, whose extra information is represented by an enlargement of the other agents’ filtration. The expected logarithmic utility increment, i.e. the difference of the insider’s and the less informed trader’s expected logarithmic utility is described in terms of the information drift, i.e. the drift one has to eliminate in order to perceive the price dynamics as a martingale from the insider’s perspective. On the one hand, we describe the information drift in a very general setting by natural quantities expressing the probabilistic better informed view of the world. This on the other hand allows us to identify the additional utility by entropy related quantities known from information theory. In particular, in a complete market in which the insider has some fixed additional information during the entire trading interval, its utility increment can be represented by the Shannon information of his extra knowledge. For general markets, and in some particular examples, we provide estimates of maximal utility by information inequalities.

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Paper provided by Sonderforschungsbereich 649, Humboldt University, Berlin, Germany in its series SFB 649 Discussion Papers with number SFB649DP2005-030.

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Length: 36 pages
Date of creation: May 2005
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Handle: RePEc:hum:wpaper:sfb649dp2005-030

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Related research
Keywords: enlargement of filtration; logarithmic utility; utility maximization; heterogeneous information; insider model; Shannon information; information difference; entropy; differential entropy;

Find related papers by JEL classification:
C61 - Mathematical and Quantitative Methods - - Mathematical Methods and Programming - - - Optimization Techniques; Programming Models; Dynamic Analysis
D82 - Microeconomics - - Information, Knowledge, and Uncertainty - - - Asymmetric and Private Information

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. N. Swanson & P. Imkeller & M. Schweizer, . "Additional Logarithmic Utility of an Insider," Sonderforschungsbereich 373 1998-25, Humboldt Universitaet Berlin.
  2. Martin Schweizer & Dirk Becherer & Jürgen Amendinger, 2003. "A monetary value for initial information in portfolio optimization," Finance and Stochastics, Springer, vol. 7(1), pages 29-46. [Downloadable!] (restricted)
  3. Duffie, Darrell & Huang, Chi-fu, 1986. "Multiperiod security markets with differential information : Martingales and resolution times," Journal of Mathematical Economics, Elsevier, vol. 15(3), pages 283-303, June. [Downloadable!] (restricted)
  4. José Mª Corcuera & Peter Imkeller & Arturo Kohatsu & David Nualart, 2003. "Additional Utility of Insiders with Imperfect Dynamical Information," Economics Working Papers 675, Department of Economics and Business, Universitat Pompeu Fabra. [Downloadable!]
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  1. Stefan Ankirchner, 2005. "Utility duality under additional information: conditional measures versus filtration enlargements," SFB 649 Discussion Papers SFB649DP2005-029, Sonderforschungsbereich 649, Humboldt University, Berlin, Germany. [Downloadable!]
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