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Inventorship and authorship as attribution rights: An enquiry into the economics of scientific credit

Author

Listed:
  • Francesco Lissoni

    (GREThA - Groupe de Recherche en Economie Théorique et Appliquée - UB - Université de Bordeaux - CNRS - Centre National de la Recherche Scientifique)

  • Fabio Montobbio

    (KITeS - Knowledge, Internationalization and Technology Studies - Università Bocconi)

  • Lorenzo Zirulia

Abstract

Authorship and inventorship are "attribution rights" upon which individual scientists build their reputation and career. Social and legal norms concerning their distribution within research teams are currently criticized for failing to inform third parties on individual contributions. We examine the case of teams engaged in the "double disclosure" of their research results through both publications and patents, and model the negotiation process taking place between junior or female team members and the senior (male) ones. We suggest that the former may give up inventorship in order to secure authorship, even when entitled to the both. Based on a sample of 680 "patent-publication pairs" (related sets of patents and publications) we show that, very frequently, one or more authors of a publication do not appear as inventors of a related patent. This is less likely to happen for first and last authors, which is in accordance both with our model and the prevailing legal norms on inventorship. However, the probability of exclusion from inventorship also declines with seniority, and increases for women, which is compatible with our model only.

Suggested Citation

  • Francesco Lissoni & Fabio Montobbio & Lorenzo Zirulia, 2013. "Inventorship and authorship as attribution rights: An enquiry into the economics of scientific credit," Post-Print hal-01135254, HAL.
    • Handle: RePEc:hal:journl:hal-01135254
    DOI: 10.1016/j.jebo.2013.08.016
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    3. Dorte Henriksen, 2016. "The rise in co-authorship in the social sciences (1980–2013)," Scientometrics, Springer;Akadémiai Kiadó, vol. 107(2), pages 455-476, May.
    4. Khezr, Peyman & Mohan, Vijay, 2022. "The vexing but persistent problem of authorship misconduct in research," Research Policy, Elsevier, vol. 51(3).
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    6. Damioli, Giacomo & Van Roy, Vincent & Vertesy, Daniel & Vivarelli, Marco, 2021. "Will the AI revolution be labour-friendly? Some micro evidence from the supply side," MERIT Working Papers 2021-016, United Nations University - Maastricht Economic and Social Research Institute on Innovation and Technology (MERIT).
    7. Damioli, Giacomo & Van Roy, Vincent & Vertesy, Daniel & Vivarelli, Marco, 2021. "May AI Revolution Be Labour-Friendly? Some Micro Evidence from the Supply Side," IZA Discussion Papers 14309, Institute of Labor Economics (IZA).
    8. Valentina Tartari & Francesco Di Lorenzo & Benjamin A. Campbell, 2020. "“Another roof, another proof”: the impact of mobility on individual productivity in science," The Journal of Technology Transfer, Springer, vol. 45(1), pages 276-303, February.
    9. Hottenrott, Hanna & Lawson, Cornelia, 2017. "Fishing for complementarities: Research grants and research productivity," International Journal of Industrial Organization, Elsevier, vol. 51(C), pages 1-38.
    10. Stéphane Maraut & Catalina Martínez, 2014. "Identifying author–inventors from Spain: methods and a first insight into results," Scientometrics, Springer;Akadémiai Kiadó, vol. 101(1), pages 445-476, October.
    11. Melero, Eduardo & Palomeras, Neus, 2012. "The renaissance of the "renaissance man"? : specialists vs. generalists in teams of inventors," INDEM - Working Paper Business Economic Series id-12-01, Instituto para el Desarrollo Empresarial (INDEM).
    12. Olof Ejermo & John Källström, 2016. "What is the causal effect of R&D on patenting activity in a “professor’s privilege” country? Evidence from Sweden," Small Business Economics, Springer, vol. 47(3), pages 677-694, October.
    13. Joshua Gans & Fiona Murray, 2014. "Markets for Scientific Attribution," NBER Working Papers 20677, National Bureau of Economic Research, Inc.
    14. IKEUCHI Kenta & MOTOHASHI Kazuyuki & TAMURA Ryuichi & TSUKADA Naotoshi, 2017. "Measuring Science Intensity of Industry using Linked Dataset of Science, Technology and Industry," Discussion papers 17056, Research Institute of Economy, Trade and Industry (RIETI).
    15. Giacomo Damioli & Vincent Van Roy & Daniel Vertesy & Marco Vivarelli, 2021. "Detecting the labour-friendly nature of AI product innovation," DISCE - Quaderni del Dipartimento di Politica Economica dipe0017, Università Cattolica del Sacro Cuore, Dipartimenti e Istituti di Scienze Economiche (DISCE).
    16. Mark Bukowski & Sandra Geisler & Thomas Schmitz-Rode & Robert Farkas, 2020. "Feasibility of activity-based expert profiling using text mining of scientific publications and patents," Scientometrics, Springer;Akadémiai Kiadó, vol. 123(2), pages 579-620, May.
    17. Shen, Lingbo, 2022. "Essays on behavioral finance and corporate finance," Other publications TiSEM a9b98a25-a208-4ba6-9344-9, Tilburg University, School of Economics and Management.
    18. Zwick, Thomas & Frosch, Katharina & Hoisl, Karin & Harhoff, Dietmar, 2017. "The power of individual-level drivers of inventive performance," Research Policy, Elsevier, vol. 46(1), pages 121-137.
    19. Michaël Bikard & Fiona Murray & Joshua S. Gans, 2015. "Exploring Trade-offs in the Organization of Scientific Work: Collaboration and Scientific Reward," Management Science, INFORMS, vol. 61(7), pages 1473-1495, July.
    20. Gema Lax Martínez & Julio Raffo & Kaori Saito, 2016. "Identifying the Gender of PCT inventors," WIPO Economic Research Working Papers 33, World Intellectual Property Organization - Economics and Statistics Division.
    21. Carolin Haeussler & Henry Sauermann, 2016. "The Division of Labor in Teams: A Conceptual Framework and Application to Collaborations in Science," NBER Working Papers 22241, National Bureau of Economic Research, Inc.
    22. Van Roy, Vincent & Vértesy, Dániel & Vivarelli, Marco, 2018. "Technology and employment: Mass unemployment or job creation? Empirical evidence from European patenting firms," Research Policy, Elsevier, vol. 47(9), pages 1762-1776.
    23. Melero, Eduardo & Palomeras, Neus, 2015. "The Renaissance Man is not dead! The role of generalists in teams of inventors," Research Policy, Elsevier, vol. 44(1), pages 154-167.

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    More about this item

    Keywords

    authorship; inventorship; economic; credit;
    All these keywords.

    JEL classification:

    • O31 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Innovation and Invention: Processes and Incentives
    • O34 - Economic Development, Innovation, Technological Change, and Growth - - Innovation; Research and Development; Technological Change; Intellectual Property Rights - - - Intellectual Property and Intellectual Capital
    • L30 - Industrial Organization - - Nonprofit Organizations and Public Enterprise - - - General

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