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Second Order Filter Distribution Approximations for Financial Time Series with Extreme Outlier

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Author Info
J. Q. Smith (Department of Statistics, University of Warwick)
António Santos () (GEMF and Faculdade de Economia, Universidade de Coimbra)
Abstract

Particle Filters are now regularly used to obtain the filter distributions associated with state space financial time series. The method most commonly used nowadays is the auxiliary particle filter method in conjunction with a first order Taylor expansion of the log-likelihood. We argue in this paper that, for series such as stock return, which exhibit fairly frequent and extreme outliers, filters based on this first order approximation can easily break down. However, the auxiliary particle filter based on the much more rarely used second order approximation appears to perform well in these circumstances. We demonstrate our results with a typical stock market series.

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Paper provided by GEMF - Faculdade de Economia, Universidade de Coimbra in its series GEMF Working Papers with number 2003-03.

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Length: 29 pages
Date of creation: 2003
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Handle: RePEc:gmf:wpaper:2003-03

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Keywords: FParticle filters Second order approximations State space models Stochastic volatility

References listed on IDEAS
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  1. Peter F. Christoffersen & Francis X. Diebold, 1997. "How Relevant is Volatility Forecasting for Financial Risk Management?," Center for Financial Institutions Working Papers 97-45, Wharton School Center for Financial Institutions, University of Pennsylvania. [Downloadable!]
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  2. Ait-Sahalia, Yacine, 1998. "Dynamic equilibrium and volatility in financial asset markets," Journal of Econometrics, Elsevier, vol. 84(1), pages 93-127, May. [Downloadable!] (restricted)
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  3. Andersen, Torben G. & Bollerslev, Tim & Lange, Steve, 1999. "Forecasting financial market volatility: Sample frequency vis-a-vis forecast horizon," Journal of Empirical Finance, Elsevier, vol. 6(5), pages 457-477, December. [Downloadable!] (restricted)
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