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Do depositors care about enforcement actions?

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Author Info
R. Alton Gilbert
Mark D. Vaughan
Abstract

Since 1990, federal bank supervisors have publicly announced formal enforcement actions. This change in regime provides a natural laboratory to test two propositions: (1) claims by economists that putting confidential supervisory information in the public domain will enhance market discipline and (2) claims by bank supervisors that releasing such data will spark runs. To evaluate these propositions, we measure depositor reaction to 87 Federal Reserve announcements of enforcement actions. We compare deposit growth rates and yield spreads before and after the announcements at the sample banks and a control group of peer banks. The data show no evidence of unusual deposit withdrawals or spread increases at the sample banks following the announcements of formal actions. These results suggest that public announcements of enforcement actions did not spark bank runs or enhance depositor discipline. Apparently, depositors did not care a great deal about our sample actions.

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Paper provided by Federal Reserve Bank of St. Louis in its series Working Papers with number 2000-020.

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Date of creation: 2000
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Publication status: Published in Journal of Economics and Business, March/June 2001, 53(2/3), pp. 283-311
Handle: RePEc:fip:fedlwp:2000-020

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Keywords: Bank supervision ; Deposit insurance;

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References listed on IDEAS
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  2. Joe Peek & Eric S. Rosengren, 1995. "Bank regulatory agreements and real estate lending," Working Papers 95-2, Federal Reserve Bank of Boston. [Downloadable!]
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  3. Benston, George J & Kaufman, George G, 1997. "FDICIA after Five Years," Journal of Economic Perspectives, American Economic Association, vol. 11(3), pages 139-58, Summer. [Downloadable!] (restricted)
  4. Flannery, Mark J, 1998. "Using Market Information in Prudential Bank Supervision: A Review of the U.S. Empirical Evidence," Journal of Money, Credit and Banking, Blackwell Publishing, vol. 30(3), pages 273-305, August.
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  7. R. Alton Gilbert, 1992. "The effects of legislating prompt corrective action on the Bank Insurance Fund," Review, Federal Reserve Bank of St. Louis, issue Jul, pages 3-22. [Downloadable!]
  8. Slovin, Myron B & Sushka, Marie E & Polonchek, John A, 1993. " The Value of Bank Durability: Borrowers as Bank Stakeholders," Journal of Finance, American Finance Association, vol. 48(1), pages 247-66, March. [Downloadable!] (restricted)
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  12. James, Christopher, 1988. "The use of loan sales and standby letters of credit by commercial banks," Journal of Monetary Economics, Elsevier, vol. 22(3), pages 395-422. [Downloadable!] (restricted)
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  14. Mark J. Flannery, 1982. "Deposit insurance creates a need for bank regulation," Business Review, Federal Reserve Bank of Philadelphia, issue Jan/Feb, pages 17-31. [Downloadable!]
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