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The potential impact of explicit Basel II operational risk capital charges on the competitive environment of processing banks in the United States

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Author Info
Patrick de Fontnouvelle
Victoria Garrity
Scott Chu
Eric Rosengren

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Abstract

Basel II replaces Basel I’s implicit capital charge on operational risk with an explicit charge. Certain U.S. banks concentrated in processing-related business lines – which have significant operational risk – could thus face an increase in overall minimum regulatory capital requirements. Some have argued that, as a result, these so-called “processing banks” would be disadvantaged vis-à-vis competitors not subject to regulatory capital requirements for operational risk. This paper evaluates these concerns.

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File URL: http://www.federalreserve.gov/generalinfo/basel2/docs2005/opriskjan05.pdf
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Publisher Info
Paper provided by Board of Governors of the Federal Reserve System (U.S.) in its series Basel II White Paper with number 5.

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Date of creation: 2005
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Handle: RePEc:fip:fedgwp:5

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Related research
Keywords: Bank capital ; Risk management ; Basel capital accord;

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Allen N. Berger & Richard J. Herring & Giorgio P. Szegö, 1995. "The Role of Capital in Financial Institutions," Center for Financial Institutions Working Papers 95-01, Wharton School Center for Financial Institutions, University of Pennsylvania. [Downloadable!]
    Other versions:
  2. Douglas W. Diamond & Raghuram G. Rajan, 1999. "A Theory of Bank Capital," NBER Working Papers 7431, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  3. Donald P. Morgan, 2002. "Rating Banks: Risk and Uncertainty in an Opaque Industry," American Economic Review, American Economic Association, vol. 92(4), pages 874-888, September. [Downloadable!]
  4. Yair E. Orgler & Robert A. Taggart, Jr., 1983. "Implications of Corporate Capital Structure Theory for Banking Institutions," NBER Working Papers 0737, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Richard Herring, 2007. "The Rocky Road to Implementation of Basel II in the United States," Atlantic Economic Journal, International Atlantic Economic Society, vol. 35(4), pages 411-429, December. [Downloadable!] (restricted)
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