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Legal fee restrictions, moral hazard, and attorney profits

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Author Info
Rudy Santore
Alan D. Viard

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Abstract

When attorney effort is unobservable and certain other simplifying assumptions (such as risk neutrality) hold, it is efficient for an attorney to purchase the rights to a client's legal claim. However, the American Bar Association Model Rules of Professional Conduct prohibit this arrangement. We show that this ethical restriction, which is formally equivalent to requiring a minimum fixed fee of zero, can create economic rents for attorneys, even though they continue to compete along the contingent-fee dimension. The contingent fee is not bid down to the zero-profit level, because such a fee does not induce sufficient attorney effort. We thereby provide a political economy explanation for these restrictions.

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File URL: http://www.dallasfed.org/research/papers/1999/wp9912.pdf
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Paper provided by Federal Reserve Bank of Dallas in its series Working Papers with number 99-12.

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Date of creation: 1999
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Publication status: Published in Journal of Law and Economics, 44(2), Part I, October 2001
Handle: RePEc:fip:feddwp:99-12

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  1. Daniel F. Rubinfeld & Suzanne Scotchmer, 1993. "Contingent Fees for Attorneys: An Economic Analysis," RAND Journal of Economics, The RAND Corporation, vol. 24(3), pages 343-356, Autumn. [Downloadable!] (restricted)
  2. Shapiro, Carl & Stiglitz, Joseph E, 1984. "Equilibrium Unemployment as a Worker Discipline Device," American Economic Review, American Economic Association, vol. 74(3), pages 433-44, June. [Downloadable!] (restricted)
  3. Dana, James D, Jr & Spier, Kathryn E, 1993. "Expertise and Contingent Fees: The Role of Asymmetric Information in Attorney Compensation," Journal of Law, Economics and Organization, Oxford University Press, vol. 9(2), pages 349-67, October.
  4. Hay, Bruce L, 1997. "Optimal Contingent Fees in a World of Settlement," Journal of Legal Studies, University of Chicago Press, vol. 26(1), pages 259-78, January.
  5. Patricia Munch Danzon, 1983. "Contingent Fees for Personal Injury Litigation," Bell Journal of Economics, The RAND Corporation, vol. 14(1), pages 213-224, Spring. [Downloadable!] (restricted)
  6. Steven Shavell, 1979. "Risk Sharing and Incentives in the Principal and Agent Relationship," Bell Journal of Economics, The RAND Corporation, vol. 10(1), pages 55-73, Spring. [Downloadable!] (restricted)
  7. Hay, Bruce L, 1996. "Contingent Fees and Agency Costs," Journal of Legal Studies, University of Chicago Press, vol. 25(2), pages 503-33, June.
  8. Halpern, P. J. & Turnbull, S. M., 1983. "Legal fees contracts and alternative cost rules: An economic analysis," International Review of Law and Economics, Elsevier, vol. 3(1), pages 3-26, June. [Downloadable!] (restricted)
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