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Maturity structure of term premia with time-varying expected returns

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Author Info
Mark A. Hooker
Abstract

This paper analyzes the maturity structure of term premia using McCulloch's U.S. Treasury yield curve data from 1953-91, allowing expected returns to vary across time. One-, three-, six-, and twelve-month holding period returns on maturities up to five years are projected on three ex ante variables to compute time-varying expected returns, and simulations are employed to evaluate econometrically nonstandard constraints. The likelihood of expected returns monotonically increasing in maturity (as implied by the liquidity preference hypothesis) is found to vary systematically across values of the ex ante variables and by holding period. Monotonicity is associated primarily with a steep yield curve, high interest rates, and longer holding periods, while the hypothesis that nonmonotonic (hump-shaped) maturity-return profiles are correlated with the onset of recessions does not receive much support.

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Paper provided by Federal Reserve Bank of Boston in its series Working Papers with number 96-4.

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Date of creation: 1996
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Handle: RePEc:fip:fedbwp:96-4

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Keywords: Interest rates ; Time-series analysis;

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  1. Engle, Robert F. & Ng, Victor K. & Rothschild, Michael, 1990. "Asset pricing with a factor-arch covariance structure : Empirical estimates for treasury bills," Journal of Econometrics, Elsevier, vol. 45(1-2), pages 213-237. [Downloadable!] (restricted)
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  2. Stambaugh, Robert F., 1988. "The information in forward rates : Implications for models of the term structure," Journal of Financial Economics, Elsevier, vol. 21(1), pages 41-70, May. [Downloadable!] (restricted)
  3. Canova, Fabio, 1994. "Statistical Inference in Calibrated Models," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 9(S), pages S123-44, Suppl. De. [Downloadable!] (restricted)
  4. Campbell, John Y., 1987. "Stock returns and the term structure," Journal of Financial Economics, Elsevier, vol. 18(2), pages 373-399, June. [Downloadable!] (restricted)
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  5. Breeden, Douglas T., 1986. "Consumption, production, inflation and interest rates : A synthesis," Journal of Financial Economics, Elsevier, vol. 16(1), pages 3-39, May. [Downloadable!] (restricted)
  6. Gregory, Allan W & Smith, Gregor W, 1991. "Calibration as Testing: Inference in Simulated Macroeconomic Models," Journal of Business & Economic Statistics, American Statistical Association, vol. 9(3), pages 297-303, July.
  7. Friedman, Benjamin M, 1979. "Interest Rate Expectations versus Forward Rates: Evidence from an Expectations Survey," Journal of Finance, American Finance Association, vol. 34(4), pages 965-73, September. [Downloadable!] (restricted)
  8. Fisher, Stephen J, 1994. "Asset Trading, Transaction Costs and the Equity Premium," Journal of Applied Econometrics, John Wiley & Sons, Ltd., vol. 9(S), pages S71-94, Suppl. De. [Downloadable!] (restricted)
  9. Amihud, Yakov & Mendelson, Haim, 1986. "Asset pricing and the bid-ask spread," Journal of Financial Economics, Elsevier, vol. 17(2), pages 223-249, December. [Downloadable!] (restricted)
  10. Fama, Eugene F., 1990. "Term-structure forecasts of interest rates, inflation and real returns," Journal of Monetary Economics, Elsevier, vol. 25(1), pages 59-76, January. [Downloadable!] (restricted)
  11. Backus, David K & Gregory, Allan W, 1993. "Theoretical Relations between Risk Premiums and Conditional Variances," Journal of Business & Economic Statistics, American Statistical Association, vol. 11(2), pages 177-85, April.
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  12. Fama, Eugene F & Bliss, Robert R, 1987. "The Information in Long-Maturity Forward Rates," American Economic Review, American Economic Association, vol. 77(4), pages 680-92, September. [Downloadable!] (restricted)
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