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Determinants of Cereal Diversity in Communities and on Household Farms of the Northern Ethiopian Highlands

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Author Info
Samuel Benin
Berhanu Gebremedhin
Melinda Smale
John Pender
Simeon Ehui

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Abstract

On farm conservation of crop diversity poses obvious policy challenges in terms of the design of appropriate incentive mechanisms and possible trade-offs between conservation and productivity. This paper compares factors explaining the inter-specific diversity (diversity among species) and infra-specific diversity (diversity among varieties within a species) of cereal crops grown in communities and on individual farms in the northern Ethiopian highlands. Using named varieties and ecological indices of spatial diversity (richness, evenness, and inverse dominance), we find that a combination of factors related to the agro-ecology of a community, its access to markets, and the characteristics of its households and farms significantly affect both the inter- and infra-specific diversity of cereal crops. Factors that explain variation among communities in either the inter- or the infra-specific diversity of cereal crops differ markedly between Amhara and Tigray, underscoring the location-specific nature of any policies designed to support conservation. Policies appear neutral to the type of diversity maintained. That is, there are no apparent trade-offs between policies seeking to enhance the richness or the equitability among cereal crops or within any single crop grown in communities. Trade-offs may occur among crops, however. Policies that shape the access of communities and individual households to critical production assets such as land, labor, oxen and livestock will have significant implications for both the inter- and infra-specific diversity among the cereal crops they grow, differentially among crops. Education is usually positively related to both inter- and infra-specific diversity. As adult male labor is drawn out of farm production into non-farm activities, the diversity among cereal crops will decline, though households headed by women or with more adult women appear to have higher levels of infra-specific diversity. Growing modern varieties has no apparent effect on diversity of maize and wheat, supporting the conclusion thatin the northern Ethiopian highlands there may be no trade-off between seeking to enhance productivity through the use of modern varieties and the spatial diversity among named varieties of these cereal crops. So far, introduction of modern varieties has not meant that any single variety dominates or that modern varieties have displaced landraces, most likely because they have limited adaptation and farmers face many economic constraints in this environment. Landlessness and farm physical factors have differential impacts at the community and household levels. The role of markets in introducing or reducing cereal crop diversity is revealed to be ambiguous when we examine different geographical scales of analysis and inter- vs. infraspecific dimensions. If agrobiodiversity conservation is to be seriously considered as a policy option in these communities, applied economics researchers will need to 1) establish the relationship of cereal diversity conservation to private and social welfare, and 2) articulate the relationship between the names of varieties managed by farmers and infra-specific, genetic diversity measured through agro-morphological or molecular analysis. Methodological advance may be required to relate policies to diversity outcomes measured at various geographical scales or levels of aggregation in the same farming system. Specific issues for further social science research include the relationship of seed management practices, seed markets, tenure and soil conservation practices to diversity conservation, and the possible application of bio-economic models to the analysis of species and genetic diversity interactions with farming systems. For policy purposes, it will be important to better understand the particular institutional and social elements that cause communities to behave differently in terms of conservation than the individual household farms of which they are composed, and for some communities to conserve more than others.

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Publisher Info
Paper provided by Agricultural and Development Economics Division of the Food and Agriculture Organization of the United Nations (FAO - ESA) in its series Working Papers with number 03-14.

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Length: 55 pages
Date of creation: 2003
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Handle: RePEc:fao:wpaper:0314

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Related research
Keywords: Biodiversity; Cereal crops; Cereals; Community involvement; Crop management; Ethiopia; Food production; Genetic variation; Highlands; Household food security; Plant genetic resources; Resource conservation; Seed; Varieties;

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Find related papers by JEL classification:
Q2 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Renewable Resources and Conservation
Q12 - Agricultural and Natural Resource Economics; Environmental and Ecological Economics - - Agriculture - - - Micro Analysis of Farm Firms, Farm Households, and Farm Input Markets
O0 - Economic Development, Technological Change, and Growth - - General
O13 - Economic Development, Technological Change, and Growth - - Economic Development - - - Agriculture; Natural Resources; Environment; Other Primary Products

References listed on IDEAS
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  1. Gomez, Jose Alfonso Aguirre & Bellon, Mauricio R. & Smale, Melinda, 1998. "A Regional Analysis of Maize Biological Diversity in Southeastern Guanajuato, Mexico," Economics Working Papers 7671, CIMMYT: International Maize and Wheat Improvement Center. [Downloadable!]
  2. Bellon, Mauricio R. & Risopoulos, Jean, 2001. "Small-Scale Farmers Expand the Benefits of Improved Maize Germplasm: A Case Study from Chiapas, Mexico," World Development, Elsevier, vol. 29(5), pages 799-811, May. [Downloadable!] (restricted)
  3. Smale, M. & Meng, E. & Brennan, J. P. & Hu, Ruifa, 2003. "Determinants of spatial diversity in modern wheat: examples from Australia and China," Agricultural Economics, Blackwell, vol. 28(1), pages 13-26, January. [Downloadable!] (restricted)
  4. Bellon, Mauricio R & Taylor, J Edward, 1993. ""Folk" Soil Taxonomy and the Partial Adoption of New Seed Varieties," Economic Development and Cultural Change, University of Chicago Press, vol. 41(4), pages 763-86, July.
  5. Smale, Melinda & Bellon, Mauricio R & Aguirre Gomez, Jose Alfonso, 2001. "Maize Diversity, Variety Attributes, and Farmers' Choices in Southeastern Guanajuato, Mexico," Economic Development and Cultural Change, University of Chicago Press, vol. 50(1), pages 201-25, October.
  6. Feder, Gershon & Just, Richard E & Zilberman, David, 1985. "Adoption of Agricultural Innovations in Developing Countries: A Survey," Economic Development and Cultural Change, University of Chicago Press, vol. 33(2), pages 255-98, January.
  7. Gebremedhin, Berhanu & Pender, John L. & Tesfaye, Girmay, 2000. "Community natural resource management: the case of woodlots in northern Ethiopia," EPTD discussion papers 60, International Food Policy Research Institute (IFPRI). [Downloadable!]
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Gauchan, Devendra & Van Dusen, M. E. & Smale, Melinda, 2005. "On farm conservation of rice biodiversity in Nepal: a simultaneous estimation approach," EPTD discussion papers 144, International Food Policy Research Institute (IFPRI). [Downloadable!]
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  2. You, Liangzhi & Rosegrant, Mark W. & Fang, Cheng & Wood, Stanley, 2005. "Impact of global warming on Chinese wheat productivity:," EPTD discussion papers 143, International Food Policy Research Institute (IFPRI). [Downloadable!]
  3. Linacre, Nicholas A. & Koo, Bonwoo & Rosegrant, Mark W. & Msangi, Siwa & Falck-Zepeda, José & Gaskell, Joanne & Komen, John & Cohen, Marc J. & Birner, Regina, 2005. "Security analysis for agroterrorism: applying the threat, vulnerability, consequence framework to developing countries," EPTD discussion papers 138, International Food Policy Research Institute (IFPRI). [Downloadable!]
  4. Engel, Stefanie & Iskandarani, Maria & Useche, Maria del Pilar, 2005. "Improved water supply in the Ghanaian Volta Basin: who uses it and who participates in community decision-making?," EPTD discussion papers 129, International Food Policy Research Institute (IFPRI). [Downloadable!]
  5. Nagarajan, Latha & Smale, Melinda & Glewwe, Paul, 2005. "Comparing farm and village-level determinants of millet diversity in marginal environments of India: the context of seed systems," EPTD discussion papers 139, International Food Policy Research Institute (IFPRI). [Downloadable!]
  6. Linacre, Nicholas A. & Thompson, Colin J., 2005. "The emergence of insect resistance in Bt-corn: implication of resistance management information under uncertainty," EPTD discussion papers 136, International Food Policy Research Institute (IFPRI). [Downloadable!]
  7. Linacre, Nicholas A. & Gaskell, Joanne & Rosegrant, Mark W. & Falck-Zepeda, José & Quemada, Hector & Halsey, Mark & Birner, Regina, 2005. "Analysis for biotechnology innovations using Strategic Environmental Assessment (SEA):," EPTD discussion papers 140, International Food Policy Research Institute (IFPRI). [Downloadable!]
  8. Jaffe, Gregory, 2006. "Comparative analysis of the national biosafety regulatory systems in East Africa:," EPTD discussion papers 146, International Food Policy Research Institute (IFPRI). [Downloadable!]
  9. Linacre, Nicholas A. & Whiting, Steven N. & Angle, J. Scott, 2005. "Incorporating project uncertainty in novel environmental biotechnologies: illustrated using phytoremediation," EPTD discussion papers 132, International Food Policy Research Institute (IFPRI). [Downloadable!]
  10. Nagarajan, Latha & Smale, Melinda, 2005. "Local seed systems and village-level determinants of millet crop diversity in marginal environments of India:," EPTD discussion papers 135, International Food Policy Research Institute (IFPRI). [Downloadable!]
  11. Rodgers, Charles & Hellegers, Petra J.G.J., 2005. "Water pricing and valuation in Indonesia: case study of the Brantas River Basin," EPTD discussion papers 141, International Food Policy Research Institute (IFPRI). [Downloadable!]
  12. Smale, Melinda & Zambrano, Patricia & Falck-Zepeda, José & Gruère, Guillaume, 2006. "Parables: applied economics literature about the impact of genetically engineered crop varieties in developing economies," EPTD discussion papers 158, International Food Policy Research Institute (IFPRI). [Downloadable!]
  13. Linacre, Nicholas & Falck-Zepeda, José & Komen, John & MacLaren, Donald, 2006. "Risk assessment and management of genetically modified organisms under Australia's Gene Technology Act:," EPTD discussion papers 157, International Food Policy Research Institute (IFPRI). [Downloadable!]
  14. Horna, J. Daniela & Smale, Melinda & von Oppen, Matthias, 2005. "Farmer willingness to pay for seed-related information: rice varieties in Nigeria and Benin," EPTD discussion papers 142, International Food Policy Research Institute (IFPRI). [Downloadable!]
    Other versions:
  15. Bezabih, Mintewab, 2005. "Biodiversity Conservation under an Imperfect Seed System: the Role of Community Seed Banking Scheme," Working Papers in Economics 185, Göteborg University, Department of Economics. [Downloadable!]
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