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The Deterrent Effect of Capital Punishment: Evidence from a "Judicial Experiment"

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Hashem Dezhbakhsh ()
Joanna M. Shepherd

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Abstract

Does capital punishment deter capital crimes? We use panel data covering the fifty states duringthe period 1960-2000 period to examine the issue. Our study is novel in four ways. First, we estimate the moratorium's full effect by using both pre- and postmoratorium evidence. Second, we exploit the moratorium as a judicial experiment to measure criminals' responsiveness to the severity of punishment; we compare murder rates immediately before and after changes in states' death penalty laws. The inference draws on the variations in the timing and duration of the moratorium across states provide a cross section of murder rate changes occurring in various time periods. Third, we supplement the before-and-after comparisons with regression analysis that disentangles the impact of the moratorium itself on murder from the effect on murder of actual executions. By using two different approaches, we avoid many of the modeling criticisms of earlier studies. Fourth, in addition to estimating 84 distinct regression models—with variations in regressors, estimation method, and functional form—our robustness checks examine the moratorium's impact on crimes that are not punishable by death. Our results indicate that capital punishment has a deterrent effect, and the moratorium and executions deter murders in distinct ways. This evidence is corroborated by both the before-and-after comparisons and regression analysis. We also confirm that the moratorium and executions do not cause similar changes in non-capital crimes. The results are highly robust.

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Paper provided by Department of Economics, Emory University (Atlanta) in its series Emory Economics with number 0314.

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Date of creation: Aug 2003
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Handle: RePEc:emo:wp2003:0314

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  1. Paul R. Zimmerman, 2004. "State executions, deterrence, and the incidence of murder," Journal of Applied Economics, Universidad del CEMA, vol. 0, pages 163-193, May. [Downloadable!]
  2. Christopher J. Ruhm, 2000. "Are Recessions Good For Your Health?," The Quarterly Journal of Economics, MIT Press, vol. 115(2), pages 617-650, May. [Downloadable!] (restricted)
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  3. Hoenack, Stephen A & Weiler, William C, 1980. "A Structural Model of Murder Behavior and the Criminal Justice System," American Economic Review, American Economic Association, vol. 70(3), pages 327-41, June. [Downloadable!] (restricted)
  4. McAleer, Michael & Veall, Michael R, 1989. "How Fragile Are Fragile Inferences? A Re-evaluation of the Deterrent Effect of Capital Punishment," The Review of Economics and Statistics, MIT Press, vol. 71(1), pages 99-106, February. [Downloadable!] (restricted)
  5. Yunker, James A., 1976. "Is the death penalty a deterrent to homicide? Some time series evidence," Journal of Behavioral Economics, Elsevier, vol. 5(1), pages 45-81. [Downloadable!] (restricted)
  6. Leamer, Edward E, 1983. "Let's Take the Con Out of Econometrics," American Economic Review, American Economic Association, vol. 73(1), pages 31-43, March. [Downloadable!] (restricted)
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  7. Ehrlich, Isaac, 1977. "Capital Punishment and Deterrence: Some Further Thoughts and Additional Evidence," Journal of Political Economy, University of Chicago Press, vol. 85(4), pages 741-88, August. [Downloadable!] (restricted)
  8. McManus, Walter S, 1985. "Estimates of the Deterrent Effect of Capital Punishment: The Importance of the Researcher's Prior Beliefs," Journal of Political Economy, University of Chicago Press, vol. 93(2), pages 417-25, April. [Downloadable!] (restricted)
  9. Lott, John R, Jr & Mustard, David B, 1997. "Crime, Deterrence, and Right-to-Carry Concealed Handguns," Journal of Legal Studies, University of Chicago Press, vol. 26(1), pages 1-68, January.
  10. Shepherd, Joanna M, 2002. "Police, Prosecutors, Criminals, and Determinate Sentencing: The Truth about Truth-in-Sentencing Laws," Journal of Law & Economics, University of Chicago Press, vol. 45(2), pages 509-34, October.
  11. Cameron, Samuel, 1994. "A review of the econometric evidence on the effects of capital punishment," The Journal of Socio-Economics, Elsevier, vol. 23(1-2), pages 197-214. [Downloadable!] (restricted)
  12. Cloninger, Dale O & Marchesini, Roberto, 2001. "Execution and Deterrence: A Quasi-controlled Group Experiment," Applied Economics, Taylor and Francis Journals, vol. 33(5), pages 569-76, April. [Downloadable!] (restricted)
  13. Chressanthis, George A., 1989. "Capital punishment and the deterrent effect revisited: Recent time-series econometric evidence," Journal of Behavioral Economics, Elsevier, vol. 18(2), pages 81-97. [Downloadable!] (restricted)
  14. H. Naci Mocan & R. Kaj Gittings, 2001. "Pardons, Executions and Homicide," NBER Working Papers 8639, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  15. Passell, Peter & Taylor, John B, 1977. "The Deterrent Effect of Capital Punishment: Another View," American Economic Review, American Economic Association, vol. 67(3), pages 445-51, June. [Downloadable!] (restricted)
  16. Ehrlich, Isaac, 1975. "The Deterrent Effect of Capital Punishment: A Question of Life and Death," American Economic Review, American Economic Association, vol. 65(3), pages 397-417, June. [Downloadable!] (restricted)
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  17. John J. Donohue & Steven D. Levitt, 2001. "The Impact Of Legalized Abortion On Crime," The Quarterly Journal of Economics, MIT Press, vol. 116(2), pages 379-420, May. [Downloadable!] (restricted)
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  18. Brumm, Harold J. & Cloninger, Dale O., 1996. "Perceived risk of punishment and the commission of homicides: A covariance structure analysis," Journal of Economic Behavior & Organization, Elsevier, vol. 31(1), pages 1-11, October. [Downloadable!] (restricted)
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(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Ethan Cohen-Cole & Steven Durlauf & Jeffrey Fagan & Daniel Nagin, 2007. "Model uncertainty and the deterrent effect of capital punishment," Quantitative Analysis Unit Working Paper QAU07-3, Federal Reserve Bank of Boston. [Downloadable!]
  2. John J. Donohue III & Justin Wolfers, 2006. "Uses and Abuses of Empirical Evidence in the Death Penalty Debate," IZA Discussion Papers 1949, Institute for the Study of Labor (IZA). [Downloadable!]
    Other versions:
  3. Hashem Dezhbakhsh & Paul Rubin, 2007. "From the “Econometrics of Capital Punishment” to the “Capital Punishment” of Econometrics: On the Use and Abuse of Sensitivity Analysis," Emory Economics 0715, Department of Economics, Emory University (Atlanta). [Downloadable!]
  4. Angela K. Dills & Jeffrey A. Miron & Garrett Summers, 2008. "What Do Economists Know About Crime?," NBER Working Papers 13759, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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