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How Arbitrage-free is the Nelson-Siegel Model?

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Author Info
Laura Coroneo () (ECARES, Universite Libre de Bruxelles, avenue Roosevelt 50 CP114, B-1050 Bruxelles, Belgium.)
Ken Nyholm () (European Central Bank, Kaiserstrasse 29, 60311 Frankfurt am Main, Germany.)
Rositsa Vidova-Koleva () (IDEA, Departament d’Economia i d’Història Econòmica, Universitat Autònoma de Barcelona, 08193, Bellaterra (Barcelona), Spain.)
Abstract

We test whether the Nelson and Siegel (1987) yield curve model is arbitrage-free in a statistical sense. Theoretically, the Nelson-Siegel model does not ensure the absence of arbitrage opportunities, as shown by Bjork and Christensen (1999). Still, central banks and public wealth managers rely heavily on it. Using a non-parametric resampling technique and zero-coupon yield curve data from the US market, we find that the no-arbitrage parameters are not statistically different from those obtained from the NS model, at a 95 percent confidence level. We therefore conclude that the Nelson and Siegel yield curve model is compatible with arbitrage-freeness. To corroborate this result, we show that the Nelson-Siegel model performs as well as its no-arbitrage counterpart in an out-of-sample forecasting experiment. JEL Classification: C14, C15, G12.

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Paper provided by European Central Bank in its series Working Paper Series with number 874.

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Length: 60 pages
Date of creation: Feb 2008
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Handle: RePEc:ecb:ecbwps:20080874

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Related research
Keywords: Keywords Nelson-Siegel model No-arbitrage restrictions affine term structure models non-parametric test.

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This page was last updated on 2008-8-21.


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