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Quantifying Vulnerability to Poverty - A Proposed Measure, with Application to Indonesia

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Author Info
Lant Pritchett (World bank)
Asep Suryahadi (SMERU Research Institute)
Sudarno Sumarto (SMERU Research Institute)

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Abstract

Vulnerability is an important aspect of households' experience of poverty. Many households, while not currenty "in poverty", recognise that they are vulnerable to events that could easily push them into poverty - a bad harvest, a lost job, an unexpected expense, an illness, an economic downturn. Most operational measures define poverty as some function of the shortfall of current income or consumption expenditures from a poverty line, and hence measure only poverty at a single point in time. We propose a simple expansion of these measures to quantify "vulnerability" to poverty. We define vulnerability as a probability, the risk a household will experience at least one episode of poverty in the near future. A household is defined to be vulnerable if it has 50-50 odds or worse of falling into poverty. Using these definitions we calculate the "Vulnerability to Poverty Line" (VPL) as the level of expenditures below which a household is vulnerable to poverty. This VPL allows the calculation of "Headcoutn Vulnerable Rate", the proportion of households vulnerable to poverty, which is the direct analogue of the "Headcount Poverty Rate". We implement this approach using two panel data sets from Indonesia. We first shos that if poverty line is set so that the headcount poverty rate is 20 percent, the proportion of households that are vulnerable to poverty is around 30 to 50 percent. So in addition to the 20 percent that are currently poor (hence are by definition vulnerable to poverty), an additional 10 to 30 percent of the population is at substantial risk of poverty. Second, we illustrate the usefulness of this approach by examining differences in vulnerability between households by gender, level of education, urban - rural areas, land holding status and sector of occupation of the household head. The conclusion speculates on the policy implications of these high levels of vulnerability.

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Publisher Info
Paper provided by East Asian Bureau of Economic Research in its series Development Economics Working Papers with number 83.

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Length: 32 pages
Date of creation: May 2000
Date of revision:
Handle: RePEc:eab:develo:83

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Related research
Keywords: poverty; povery measurement; Indonesia; poverty line; vulnerability;

Other versions of this item:

Find related papers by JEL classification:
I31 - Health, Education, and Welfare - - Welfare and Poverty - - - General Welfare
I32 - Health, Education, and Welfare - - Welfare and Poverty - - - Measurement and Analysis of Poverty
I38 - Health, Education, and Welfare - - Welfare and Poverty - - - Government Programs; Provision and Effects of Welfare Programs

References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:

  1. Sudarno Sumarto & Anna Wetterberg & Lant Pritchett, 1998. "The Social Impact of the Crisis in Indonesia - Results from a Nationwide Kecamatan Survey," Development Economics Working Papers 112, East Asian Bureau of Economic Research. [Downloadable!]
  2. Gelbach, Jonath B. & Pritchett, Lant H., 1997. "More for the poor is less for the poor : the politics of targeting," Policy Research Working Paper Series 1799, The World Bank. [Downloadable!]
  3. Hausman, J. A. & Newey, W. K. & Powell, J. L., 1995. "Nonlinear errors in variables Estimation of some Engel curves," Journal of Econometrics, Elsevier, vol. 65(1), pages 205-233, January. [Downloadable!] (restricted)
  4. Sudarno Sumarto & Asep Suryahadi & Lant Pritchett, 2000. "Safety Nets and Safety Ropes - Comparing the Dynamic Benefit Incidence of Two Indonesian “JPS” Programs," Development Economics Working Papers 101, East Asian Bureau of Economic Research. [Downloadable!]
  5. Jessica Poppele & Sudarno Sumarto & Lant Pritchett, 1998. "Social Impacts of the Indonesian Crisis - New Data and Policy Implications," Development Economics Working Papers 81, East Asian Bureau of Economic Research. [Downloadable!]
  6. Dreze, Jean & Srinivasan, P. V., 1997. "Widowhood and poverty in rural India: Some inferences from household survey data," Journal of Development Economics, Elsevier, vol. 54(2), pages 217-234, December. [Downloadable!] (restricted)
  7. Jalan, Jyotsna & Ravallion, Martin, 1998. "Transient Poverty in Postreform Rural China," Journal of Comparative Economics, Elsevier, vol. 26(2), pages 338-357, June. [Downloadable!] (restricted)
  8. Foster, James & Greer, Joel & Thorbecke, Erik, 1984. "A Class of Decomposable Poverty Measures," Econometrica, Econometric Society, vol. 52(3), pages 761-66, May. [Downloadable!] (restricted)
Full references

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Montalbano, Pierluigi & Federici, Alessandro & Triulzi, Umberto & Pietrobelli, Carlo, 2005. "Trade Openness and Vulnerability in Central and Eastern Europe," Working Papers RP2005/43, World Institute for Development Economic Research (UNU-WIDER). [Downloadable!]
  2. Kaushik Basu & Patrick Nolen, 2006. "Vulnerability, Unemployment and Poverty: A Class of Distribution and Sensitive Measures, Its Axiomatic Properties and Applications," Economics Discussion Papers 623, University of Essex, Department of Economics. [Downloadable!]
  3. Basu, Kaushik & Nolen, Patrick, 2004. "Vulnerability, Unemployment and Poverty: A New Class of Measures, Its Axiomatic Properties and Application," Working Papers 04-07, Cornell University, Center for Analytic Economics. [Downloadable!]
  4. Pradhan, Menno & Suryahadi, Asep & Sumarto, Sudarno & Pritchett, Lant, 2000. "Measurements of poverty in Indonesia - 1996, 1999, and beyond," Policy Research Working Paper Series 2438, The World Bank. [Downloadable!]
    Other versions:
  5. Christiaensen, Luc & Scott, Christopher & Wodon, Quentin, 2002. "Poverty Measurement and Analysis," MPRA Paper 11810, University Library of Munich, Germany. [Downloadable!]
  6. Harttgen, Kenneth & Günther, Isabel, 2006. "Households' Vulnerability to Covariate and Idiosyncratic Shocks," Proceedings of the German Development Economics Conference, Berlin 2006 10, Verein für Socialpolitik, Research Committee Development Economics. [Downloadable!]
  7. Coudouel, Aline & Hentschel, Jesko & Wodon, Quentin, 2002. "Измерение И Анализ Бедности
    [Poverty Measurement and Analysis]
    ," MPRA Paper 10492, University Library of Munich, Germany. [Downloadable!]
  8. Ligon, Ethan & Schechter, Laura, 2002. "Measuring Vulnerability," 2002 Annual meeting, July 28-31, Long Beach, CA 19899, American Agricultural Economics Association (New Name 2008: Agricultural and Applied Economics Association). [Downloadable!]
    Other versions:
  9. Kenneth Harttgen & Isabel Günther, 2007. "Estimating Vulnerability to Covariate and Idiosyncratic Shocks," Ibero America Institute for Econ. Research (IAI) Discussion Papers 154, Ibero-America Institute for Economic Research. [Downloadable!]
  10. Upasna Sharma & Anand Patwardhan, 2008. "Methodology for identifying vulnerability hotspots to tropical cyclone hazard in India," Mitigation and Adaptation Strategies for Global Change, Springer, vol. 13(7), pages 703-717, August. [Downloadable!] (restricted)
    Other versions:
  11. Zhang, Yuan & Wan, Guanghua, 2008. "Can We Predict Vulnerability to Poverty?," Working Papers RP2008/82, World Institute for Development Economic Research (UNU-WIDER). [Downloadable!]
  12. Coudouel, Aline & Hentschel, Jesko & Wodon, Quentin, 2002. "Mesure et analyse de la pauvreté
    [Poverty Measurement and Analysis]
    ," MPRA Paper 10490, University Library of Munich, Germany. [Downloadable!]
  13. Ari A. Perdana, 2005. "Risk management for the poor and vulnerable," CSIS Economics Working Paper Series WPE093, Centre for Strategic and International Studies, Jakarta, Indonesia. [Downloadable!]
    Other versions:
  14. Shubham Chaudhuri & Jyotsna Jalan & Asep Suryahadi, 2002. "Assessing household vulnerability to poverty from cross-sectional data: A methodology and estimates from Indonesia," Discussion Papers 0102-52, Columbia University, Department of Economics. [Downloadable!]
  15. McCulloch, Neil, 2003. "The impact of structural reforms on poverty : a simple methodology with extensions," Policy Research Working Paper Series 3124, The World Bank. [Downloadable!]
  16. Coudouel, Aline & Hentschel, Jesko & Wodon, Quentin, 2002. "Medición y análisis de la pobreza
    [Poverty Measurement and Analysis]
    ," MPRA Paper 10491, University Library of Munich, Germany. [Downloadable!]
  17. Graham, Carol, 2005. "Globalization, Poverty, Inequality, and Insecurity: Some Insights from the Economics of Happiness," Working Papers RP2005/33, World Institute for Development Economic Research (UNU-WIDER). [Downloadable!]
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