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A Dynamic Model of Investor Decision-Making: How Adaptation to Losses affects Future Selling Decisions

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Author Info
Carmen Lee () (Marketing Department, VU University Amsterdam)
Roman Kraeussl () (Finance Dept., VU University Amsterdam)
André Lucas () (Finance Dept., VU University Amsterdam)
Leonard J. Paas () (Marketing Dept., VU University Amsterdam)

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Abstract

The disposition effect postulates that individuals hold losing investments too long. However, many investors eventually sell at a loss. This paper integrates prospect theory, reference point adaptation and cognitive-experiential self-theory to provide more insight on such investor’s capitulation. We empirically study the contribution of each component as well as their inter-relationships in two dynamic experiments. Consistent with utility maximization, we find a major effect of positive expectations. Second, a larger total loss size and a longer time in a losing position are related to a downward shift in the reference point. The dynamically adapting reference point indirectly increases the probability to capitulate. Also, a recent loss leads to more negative emotions, which also indirectly increases the probability to capitulate.

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Publisher Info
Paper provided by Tinbergen Institute in its series Tinbergen Institute Discussion Papers with number 08-112/2.

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Date of creation: 17 Nov 2008
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Handle: RePEc:dgr:uvatin:20080112

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Web page: http://www.tinbergen.nl/

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Related research
Keywords: investments; adaptation; reference point; capitulation; selling decisions; disposition effect; financial markets;

Find related papers by JEL classification:
C91 - Mathematical and Quantitative Methods - - Design of Experiments - - - Laboratory, Individual Behavior
D03 - Microeconomics - - General - - - Behavioral Economics; Underlying Principles
D81 - Microeconomics - - Information, Knowledge, and Uncertainty - - - Criteria for Decision-Making under Risk and Uncertainty

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References listed on IDEAS
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  1. Terrance Odean, 1998. "Are Investors Reluctant to Realize Their Losses?," Journal of Finance, American Finance Association, vol. 53(5), pages 1775-1798, October. [Downloadable!] (restricted)
  2. Matthew Rabin, 2006. "A Model of Reference-Dependent Preferences," The Quarterly Journal of Economics, MIT Press, vol. 121(4), pages 1133-1165, November. [Downloadable!] (restricted)
  3. Lichtenstein, Donald R & Bearden, William O, 1989. " Contextual Influences on Perceptions of Merchant-Supplied Reference Prices," Journal of Consumer Research: An Interdisciplinary Quarterly, University of Chicago Press, vol. 16(1), pages 55-66, June.
  4. Kahneman, Daniel & Tversky, Amos, 1979. "Prospect Theory: An Analysis of Decision under Risk," Econometrica, Econometric Society, vol. 47(2), pages 263-91, March. [Downloadable!] (restricted)
  5. Weber, Martin & Camerer, Colin F., 1998. "The disposition effect in securities trading: an experimental analysis," Journal of Economic Behavior & Organization, Elsevier, vol. 33(2), pages 167-184, January. [Downloadable!] (restricted)
  6. Benartzi, Shlomo & Thaler, Richard H, 1995. "Myopic Loss Aversion and the Equity Premium Puzzle," The Quarterly Journal of Economics, MIT Press, vol. 110(1), pages 73-92, February. [Downloadable!] (restricted)
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  7. Yogo, Motohiro, 2008. "Asset Prices Under Habit Formation and Reference-Dependent Preferences," Journal of Business & Economic Statistics, American Statistical Association, vol. 26, pages 131-143, April. [Downloadable!] (restricted)
  8. Zeelenberg, Marcel & Pieters, Rik, 2004. "Beyond valence in customer dissatisfaction: A review and new findings on behavioral responses to regret and disappointment in failed services," Journal of Business Research, Elsevier, vol. 57(4), pages 445-455, April. [Downloadable!] (restricted)
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