For intermediate bounds the distinction between complete and incomplete financial markets is blurred. Although some technical definitions hold, agents can not fully transfer wealth among states. These intermediate cases, called "technically incomplete markets", exhibit interesting welfare properties. For instance, the resulting equilibrium allocations may not be Pareto dominated by those of the non-restricted complete markets equilibrium.

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Complete and Incomplete Markets with Short-Sale Constraints

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Author Info
Eduardo L. Giménez () (Universidade de Vigo)

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Abstract

This paper argues that the introduction of a short-sale constraint in the Arrow-Radner framework invalidates standard definitions of complete and incomplete markets. In this constrained set-up, two threshold values with familiar properties arise.
The case of a zero short-sale bound set on some security fulfills the standard definition of "incomplete" financial markets. Beyond a particular level of the short-sale bound financial markets are "complete", since the short-sale constraint is not active.
For intermediate bounds the distinction between complete and incomplete financial markets is blurred. Although some technical definitions hold, agents can not fully transfer wealth among states. These intermediate cases, called "technically incomplete markets", exhibit interesting welfare properties. For instance, the resulting equilibrium allocations may not be Pareto dominated by those of the non-restricted complete markets equilibrium.

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Paper provided by Tinbergen Institute in its series Tinbergen Institute Discussion Papers with number 01-034/1.

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Date of creation: 30 Mar 2001
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Handle: RePEc:dgr:uvatin:20010034

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Related research
Keywords: Complete Markets Incomplete Markets Technically Incomplete Markets Short-Sale Constraint

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Find related papers by JEL classification:
D52 - Microeconomics - - General Equilibrium and Disequilibrium - - - Incomplete Markets
D61 - Microeconomics - - Welfare Economics - - - Allocative Efficiency; Cost-Benefit Analysis
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing

Cited by:
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  1. Samuel Mongrut Montalván & Didac Ramírez Sarrió, 2005. "Discount Rates in Emerging Capital Markets," Finance 0501013, EconWPA. [Downloadable!]
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