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Cooperative R&D and Firm Performance

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Author Info
Belderbos,René
Carree,Martin
Lokshin,Boris (METEOR)

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Abstract

We analyse the impact of R&D cooperation on firm performance differentiating between four types of R&D partners (competitors, suppliers, customers, and universities & research institutes), and considering two performance measures: labour productivity and productivity in innovative (new to the market) sales. Using data on a large sample of Dutch innovating firms in two waves of the Community Innovation Survey (1996, 1998), we examine the impact of R&D (collaboration) in 1996 on subsequent productivity growth in 1996-1998. We find that supplier and competitor cooperation have a significant impact on labour productivity growth, while competitor cooperation and collaboration with universities & research institutes positively affects growth in innovative sales per employee. Innovative sales are furthermore stimulated by incoming spillovers (not due to collaboration) from customers and universities. The results confirm a major heterogeneity in the rationales and goals of R&D cooperation, with competitor and supplier cooperation focused on incremental innovations improving the productivity performance of firms, while university cooperation and again competitor cooperation are instrumental in creating and bringing to market radical innovations generating sales or products that are novel to the market, improving the growth performance of firms.

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Paper provided by Maastricht : METEOR, Maastricht Research School of Economics of Technology and Organization in its series Research Memoranda with number 022.

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Date of creation: 2004
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Handle: RePEc:dgr:umamet:2004022

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Keywords: research and development ;

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Michael Pfaffermayr, 1999. "Ownership Advantages, Foreign Production and Productivity: Evidence from Austrian Manufacturing Firms," Review of Industrial Organization, Springer, vol. 15(4), pages 379-396, December. [Downloadable!] (restricted)
  2. Monjon, Stephanie & Waelbroeck, Patrick, 2003. "Assessing spillovers from universities to firms: evidence from French firm-level data," International Journal of Industrial Organization, Elsevier, vol. 21(9), pages 1255-1270, November. [Downloadable!] (restricted)
  3. Hall, Bronwyn H. & Mairesse, Jacques, 1995. "Exploring the relationship between R&D and productivity in French manufacturing firms," Journal of Econometrics, Elsevier, vol. 65(1), pages 263-293, January. [Downloadable!] (restricted)
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  4. Fritsch, M. & Lukas, R., 1998. "Who Cooperates on R & D ?," Papers 98/12, Bergakademie Freiberg, Faculty of Economics and Business Administration.
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  5. James D. Adams & Adam B. Jaffe, 1996. "Bounding the Effects of R&D: An Investigation Using Matched Establishment-Firm Data," RAND Journal of Economics, The RAND Corporation, vol. 27(4), pages 700-721, Winter. [Downloadable!] (restricted)
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  6. Griffith, Rachel, 1999. "Using the ARD Establishment Level Data to Look at Foreign Ownership and Productivity in the United Kingdom," Economic Journal, Royal Economic Society, vol. 109(456), pages F416-42, June. [Downloadable!] (restricted)
  7. Gamal Atallah, 2000. "Vertical R&D Spillovers, Cooperation, Market Structure, And Innovation," Industrial Organization 0004009, EconWPA. [Downloadable!]
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  8. Luuk Klomp, George Van Leeuwen, 2001. "Linking Innovation and Firm Performance: A New Approach," International Journal of the Economics of Business, Taylor and Francis Journals, vol. 8(3), pages 343-364, November. [Downloadable!] (restricted)
  9. Tether, Bruce S., 2002. "Who co-operates for innovation, and why: An empirical analysis," Research Policy, Elsevier, vol. 31(6), pages 947-967, August. [Downloadable!] (restricted)
  10. Richard Harris & Catherine Robinson, 2003. "Foreign Ownership and Productivity in the United Kingdom Estimates for U.K. Manufacturing Using the ARD," Review of Industrial Organization, Springer, vol. 22(3), pages 207-223, May. [Downloadable!] (restricted)
  11. Röller, Lars-Hendrik & Siebert, Ralph & Tombak, Mihkel, 1997. "Why Firms Form Research Joint Ventures: Theory and Evidence," CEPR Discussion Papers 1654, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
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  12. Brian J. Aitken & Ann E. Harrison, 1999. "Do Domestic Firms Benefit from Direct Foreign Investment? Evidence from Venezuela," American Economic Review, American Economic Association, vol. 89(3), pages 605-618, June. [Downloadable!] (restricted)
  13. Suzumura, Kotaro, 1992. "Cooperative and Noncooperative R&D in an Oligopoly with Spillovers," American Economic Review, American Economic Association, vol. 82(5), pages 1307-20, December. [Downloadable!] (restricted)
  14. Zvi Griliches & Jacques Mairesse, 1981. "Productivity and R and D at the Firm Level," NBER Working Papers 0826, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  15. Bruno Crepon & Emmanuel Duguet & Jacques Mairesse, 1998. "Research, Innovation, and Productivity: An Econometric Analysis at the Firm Level," NBER Working Papers 6696, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  16. Amir, Rabah & Evstigneev, Igor & Wooders, John, 2003. "Noncooperative versus cooperative R&D with endogenous spillover rates," Games and Economic Behavior, Elsevier, vol. 42(2), pages 183-207, February. [Downloadable!] (restricted)
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  17. Frank R. Lichtenberg & Donald Siegel, 1991. "The Impact of R&D Investment On Productivity - New Evidence Using Linked R&D-LRD Data," NBER Working Papers 2901, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  18. Loof, Hans & Heshmati, Almas, 2002. "Knowledge capital and performance heterogeneity: : A firm-level innovation study," International Journal of Production Economics, Elsevier, vol. 76(1), pages 61-85, March. [Downloadable!] (restricted)
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  19. Katsoulacos, Yannis & Ulph, David, 1998. "Endogenous Spillovers and the Performance of Research Joint Ventures," Journal of Industrial Economics, Blackwell Publishing, vol. 46(3), pages 333-57, September. [Downloadable!] (restricted)
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Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Maria Jesus Nieto & Lluis Santamaría, 2005. "Novelty Of Product Innovation: The Role Of Different Networks," Business Economics Working Papers wb056516, Universidad Carlos III, Departamento de Economía de la Empresa. [Downloadable!]
  2. Martina Kauffeld-Monz, 2005. "Knowledge spillovers within regional networks of innovation and the contribution made by public research," ERSA conference papers ersa05p440, European Regional Science Association. [Downloadable!]
  3. Belderbos, René & Carree, Martin & Lokshin, Boris, 2006. "Complementarity in R&D cooperation strategies," Research Memoranda 013, Maastricht : METEOR, Maastricht Research School of Economics of Technology and Organization. [Downloadable!]
    Other versions:
  4. Bodas Freitas, Isabel Maria & Clausen, Tommy & Fontana, Roberto & Verspagen, Bart, 2008. "Formal and informal external linkages and firms' innovative strategies. A cross-country comparison," UNU-MERIT Working Paper Series 065, United Nations University, Maastricht Economic and social Research and training centre on Innovation and Technology. [Downloadable!]
    Other versions:
  5. Uwe Cantner & Andreas Meder, 2006. "Die Wirkung von Forschungskooperationen auf den Unternehmenserfolg - eine Fallstudie zum Landkreis Saalfeld Rudolstadt," Jenaer Schriften zur Wirtschaftswissenschaft 24/2006, Friedrich-Schiller-Universität Jena, Wirtschaftswissenschaftliche Fakultät. [Downloadable!]
  6. Cassiman, Bruno & Veugelers, Reinhilde, 2007. "Are external technology sourcing strategies substitutes or complements? The case of embodied versus disembodied technology acquisition," IESE Research Papers D/672, IESE Business School. [Downloadable!]
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