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What type of enterprise forges close links with universities and government labs? Evidence from CIS2

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Author Info
Mohnen,Pierre
Hoareau,Cathy (MERIT)

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Abstract

The purpose of this study is to explore the factors that allow firms to benefit from knowledge developed inuniversities and government labs or that drive them to collaborate with these institutions. A number ofstudies have examined this question from various perspectives: the characteristics of the knowledge beingtransferred, the complementarity between the assets of the two parties involved in the collaboration, and theorganizational aspects facilitating collaboration and knowledge transfer between firms anduniversities/research labs. Santoro and Gopalakrishnan (2000) review this literature and examine inparticular the organizational dimension of industry-university collaborations. Hall, Link and Scott (2000)conclude from their analysis of partnerships in the U.S. Advanced Technology Program that universitiesare invited to collaborate with industry (as a contractor or as a research partner) in projects that involve newscience, unknown technological territory. We shall focus on the economic determinants of collaborationand knowledge-sourcing from universities and government labs, factors such as size, group membership,degree of innovativeness, growth and government support.Universities and government laboratories are more than private firms heavily involved in basic R&Dbecause it has the character of a public good. Many studies, starting with Mansfield (1980), estimate a highrate of return on basic R&D. Adams (1990) estimates high spillover effects from academic R&D. Jaffe(1989) and Acs, Audretsch and Feldman (1992) even find that the geographical proximity to universitiesincreases innovation, be it measured by the degree of patenting or by the number of new productsintroduced in the market. Henderson, Jaffe and Trajtenberg (1998) find that university patents are moreimportant (cited over a few generations of citations) and more general (cited in a broad range of fields) thanthe average patent. There is thus a fair amount of empirical evidence showing that academic institutionsproduce substantial R&D spillovers.Firms should therefore be interested in forging links, perhaps even in collaborating with universities orgovernment laboratories in order to capture timely new technological opportunities stemming from basicresearch. Indeed, proximity to basic science is reported by Cohen (1995) to be one of the main determinantsof innovation. Governments in their quest to maximize the social return of innovation should also beconcerned with fostering such links between private firms and basic research institutions. Not all firms,though, are ready to seek such links and to be able to benefit from them. It would be interesting to knowwhat profile of firm it takes, for instance size, group affiliation, or the presence of research activities, toseek close contacts and collaborate with centers of basic research. Knowing that, governments could focustheir attention to this type of firms to maximize the efficiency in the allocation of public R&D money.The CIS2 (the second European Community Innovation Surveys) database contains two types ofinformation regarding industry links with universities and government labs. One is about the role ofuniversities or government labs as sources of information for innovation, and the other is aboutcollaboration with universities or government labs. Given the other information about enterprises that iscontained in the innovation surveys, we try to uncover some of the factors that encourage firms to interactwith universities or government labs.

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Paper provided by Maastricht : MERIT, Maastricht Economic Research Institute on Innovation and Technology in its series Research Memoranda with number 009.

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Date of creation: 2002
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Handle: RePEc:dgr:umamer:2002009

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Keywords: economics of technology ;

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This paper has been announced in the following NEP Reports: References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Duguet, E., 2000. "Knowledge Diffusion, Technological Innovation and TFP Growth at the Firm Level : Evidence from French Manufacturing," Papiers d'Economie Mathématique et Applications 2000.105, Université Panthéon-Sorbonne (Paris 1).
  2. Audretsch, David B & Vivarelli, Marco, 1994. "Small Firms and R&D Spillovers: Evidence from Italy," CEPR Discussion Papers 927, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
  3. Heckman, James J, 1979. "Sample Selection Bias as a Specification Error," Econometrica, Econometric Society, vol. 47(1), pages 153-61, January. [Downloadable!] (restricted)
  4. Mansfield, Edwin, 1980. "Basic Research and Productivity Increase in Manufacturing," American Economic Review, American Economic Association, vol. 70(5), pages 863-73, December. [Downloadable!] (restricted)
  5. Jaffe, Adam B, 1989. "Real Effects of Academic Research," American Economic Review, American Economic Association, vol. 79(5), pages 957-70, December. [Downloadable!] (restricted)
  6. Adams, James D, 1990. "Fundamental Stocks of Knowledge and Productivity Growth," Journal of Political Economy, University of Chicago Press, vol. 98(4), pages 673-702, August. [Downloadable!] (restricted)
  7. Bronwyn H. Hall, Albert N. Link and John T. Scott., 2000. "Universities as Research Partners," Economics Working Papers E00-276, University of California at Berkeley. [Downloadable!]
    Other versions:
  8. Acs, Zoltan J & Audretsch, David B & Feldman, Maryann P, 1992. "Real Effects of Academic Research: Comment," American Economic Review, American Economic Association, vol. 82(1), pages 363-67, March. [Downloadable!] (restricted)
  9. James D. Adams & Eric P. Chiang & Jeffrey L. Jensen, 2000. "The Influence of Federal Laboratory R&D on Industrial Research," NBER Working Papers 7612, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
    Other versions:
  10. Acs, Zoltan J & Audretsch, David B & Feldman, Maryann P, 1994. "R&D Spillovers and Recipient Firm Size," The Review of Economics and Statistics, MIT Press, vol. 76(2), pages 336-40, May. [Downloadable!] (restricted)
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(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Martina Kauffeld-Monz, 2005. "Knowledge spillovers within regional networks of innovation and the contribution made by public research," ERSA conference papers ersa05p440, European Regional Science Association. [Downloadable!]
  2. Roberto Fontana & Aldo Geuna & Mireille Matt, 2003. "Firm Size and Openness: the Driving Forces of University-Industry Collaboration," SPRU Electronic Working Paper Series 103, University of Sussex, SPRU - Science and Technology Policy Research. [Downloadable!]
  3. Daniel Ljungberg & Mattias Johansson & Maureen McKelvey, 2008. "Polarization of the Swedish University Sector Structural Characteristics and Positioning," DRUID Working Papers 08-02, DRUID, Copenhagen Business School, Department of Industrial Economics and Strategy/Aalborg University, Department of Business Studies. [Downloadable!]
  4. Ana Teresa Tavares & Aurora A.C. Teixeira, 2006. "Is Human Capital a Significant Determinant of Portugal’s FDI Attractiveness?," FEP Working Papers 211, Universidade do Porto, Faculdade de Economia do Porto. [Downloadable!]
  5. Anthony Arundel & Aldo Geuna, 2004. "Proximity and the use of public science by innovative European firms," Economics of Innovation and New Technology, Taylor and Francis Journals, vol. 13(6), pages 559-580, September. [Downloadable!] (restricted)
    Other versions:
  6. Julio Rosa & Pierre Mohnen, 2008. "Knowledge Transfers between Canadian Business Enterprises and Universities: Does Distance Matter?," CIRANO Working Papers 2008s-09, CIRANO. [Downloadable!]
    Other versions:
  7. Aldo Geuna & Alessandro Muscio, 2008. "The governance of University knowledge transfer," SPRU Electronic Working Paper Series 173, University of Sussex, SPRU - Science and Technology Policy Research. [Downloadable!]
  8. Braunerhjelm, Pontus, 2006. "Regional Specialization and Universities: The New Verus the Old," Working Paper Series in Economics and Institutions of Innovation 55, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies. [Downloadable!]
  9. Stéphane Lhuillery, 2005. "Organisation and location of academic sourcing at the firm level," CEMI Working Papers cemi-report-2005-001, Ecole Polytechnique Fédérale de Lausanne, Collège du Management de la Technologie, Management of Technology and Entrepreneurship Institute, Chaire en Economie et Management de l'Innovation. [Downloadable!]
  10. Belderbos, Rene & Carree, Martin A & Diederen, Bert & Lokshin, Boris & Veugelers, Reinhilde, 2003. "Heterogeneity in R&D Cooperation Strategies," CEPR Discussion Papers 4021, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
    Other versions:
  11. Spyros Arvanitis & Ursina Kubli & Martin Woerter, 2005. "Determinants of Knowledge and Technology Transfer Activities Between Firms and Science Institutions in Switzerland: An Analysis Based on Firm Data," KOF Working papers 05-116, KOF Swiss Economic Institute, ETH Zurich. [Downloadable!]
  12. Schneider, Cédric & Hussinger, Katrin & Czarnitzki, Dirk, 2008. "Commercializing Academic Research: The Quality of Faculty Patenting," ZEW Discussion Papers 08-069, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research. [Downloadable!]
    Other versions:
  13. Cassiman, Bruno & Veugelers, Reinhilde, 2003. "R&D Cooperation Between Firms and Universities: Some Empirical Evidence from Belgian Manufacturing," CEPR Discussion Papers 3951, C.E.P.R. Discussion Papers. [Downloadable!] (restricted)
    Other versions:
  14. Cassiman, Bruno & Veugelers, Rainhilde, 2003. "Which firms have cooperative R&D agreements with universities? Some empirical evidence from Belgian manufacturing," IESE Research Papers D/502, IESE Business School. [Downloadable!]
  15. Spyros Arvanitis & Nora Sydow & Martin Woerter, 2008. "Is there any Impact of University–Industry Knowledge Transfer on Innovation and Productivity? An Empirical Analysis Based on Swiss Firm Data," Review of Industrial Organization, Springer, vol. 32(2), pages 77-94, March. [Downloadable!] (restricted)
  16. Schmidt, Tobias, 2007. "Motives for Innovation Co-operation ? Evidence from the Canadian Survey of Innovation," ZEW Discussion Papers 07-018, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research. [Downloadable!]
  17. Keld Laursen & Ammon Salter, 2003. "Searching Low and High What Types of Firms use Universities as a Source of Innovation?," DRUID Working Papers 03-16, DRUID, Copenhagen Business School, Department of Industrial Economics and Strategy/Aalborg University, Department of Business Studies. [Downloadable!]
  18. Broström, Anders, 2009. "Working with Distant Researchers - distance and content in university-industry interaction," Working Paper Series in Economics and Institutions of Innovation 173, Royal Institute of Technology, CESIS - Centre of Excellence for Science and Innovation Studies. [Downloadable!]
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