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The bank's choice of financing and the correlation structure of loan returns

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Author Info
Ioannidou, V.P.
Pierides, Y. (Tilburg University, Center for Economic Research)

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Abstract

This paper examines how the correlation structure of loan returns within a bank s loan portfolio a.ects its choice of .nancing when the bank faces binding capital constraints and there is asymmetric information about the quality of its loans. The paper uses an asymmetric information model similar to Myers and Majluf (1984), where a bank must raise its equity-toassets ratio either by issuing equity or by selling loans in the secondary market. The results suggest that the correlation structure of loan returns can have signi.cant in.uence on the cost of issuing equity since it a.ects the variance of a banks loan portfolio. However, it is shown that a bank will always prefer to sell loans instead of equity if it has favorable inside information for some of its loans and unfavorable information for some of its other loans.

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Paper provided by Tilburg University, Center for Economic Research in its series Discussion Paper with number 51.

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Date of creation: 2003
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Handle: RePEc:dgr:kubcen:200351

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Find related papers by JEL classification:
G10 - Financial Economics - - General Financial Markets - - - General (includes Measurement and Data)
G21 - Financial Economics - - Financial Institutions and Services - - - Banks; Other Depository Institutions; Mortgages

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  1. Pennacchi, George G, 1988. " Loan Sales and the Cost of Bank Capital," Journal of Finance, American Finance Association, vol. 43(2), pages 375-96, June. [Downloadable!] (restricted)
  2. Charles T. Carlstrom & Katherine A. Samolyk, 1993. "Loan sales as a response to market-based capital constraints," Working Paper 9313, Federal Reserve Bank of Cleveland. [Downloadable!]
  3. Gorton, Gary B. & Pennacchi, George G., 1995. "Banks and loan sales Marketing nonmarketable assets," Journal of Monetary Economics, Elsevier, vol. 35(3), pages 389-411, June. [Downloadable!] (restricted)
  4. Boyd, John H. & Prescott, Edward C., 1986. "Financial intermediary-coalitions," Journal of Economic Theory, Elsevier, vol. 38(2), pages 211-232, April. [Downloadable!] (restricted)
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