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The Volatility Effect: Lower Risk without Lower Return

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Author Info
Blitz, D.C.
Vliet, P. van (Erasmus Research Institute of Management (ERIM), RSM Erasmus University)

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Abstract

We present empirical evidence that stocks with low volatility earn high risk-adjusted returns. The annual alpha spread of global low versus high volatility decile portfolios amounts to 12% over the 1986-2006 period. We also observe this volatility effect within the US, European and Japanese markets in isolation. Furthermore, we find that the volatility effect cannot be explained by other well-known effects such as value and size. Our results indicate that equity investors overpay for risky stocks. Possible explanations for this phenomenon include (i) leverage restrictions, (ii) inefficient two-step investment processes, and (iii) behavioral biases of private investors. In order to exploit the volatility effect in practice we argue that investors should include low risk stocks as a separate asset class in the strategic asset allocation phase of their investment process.

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Publisher Info
Paper provided by Erasmus Research Institute of Management (ERIM), ERIM is the joint research institute of the Rotterdam School of Management, Erasmus University and the Erasmus School of Economics (ESE) at Erasmus University Rotterdam. in its series Research Paper with number ERS-2007-044-F&A Revision_Date: 2008-06-12.

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Date of creation: 04 Jul 2007
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Handle: RePEc:dgr:eureri:300011717

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Related research
Keywords: alpha; strategic asset allocation; volatility; volatility effect; low risk stocks; CAPM; Fama-French factors; international;

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  1. Shefrin, Hersh & Statman, Meir, 2000. "Behavioral Portfolio Theory," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 35(02), pages 127-151, June. [Downloadable!]
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This page was last updated on 2009-12-2.


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