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Market timing: A decomposition of mutual fund returns

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Author Info
Swinkels, L.
Sluis, P.J. van der
Verbeek, M.J.C.M (Erasmus Research Institute of Management (ERIM), RSM Erasmus University)

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Abstract

We decompose the conditional expected mutual fund return in five parts. Two parts, selectivity and expert market timing, can be attributed to manager skill, and three to variation in market exposure that can be achieved by private investors as well. The dynamic model that we use to estimate the relative importance of the components in the decomposition is a generalization of the performance evaluation models by Lockwood and Kadiyala (1988) and Ferson and Schadt (1996). We find that the restrictions imposed in existing models may lead to different inferences about manager selectivity and timing skill. The results from our sample of 78 asset allocation mutual funds indicate that several funds exhibit significant expert market timing, but for most funds variation in market exposures does not yield any economically significant return. Funds with high turnover and expense ratios are associated with managers with better skills.

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Paper provided by Erasmus Research Institute of Management (ERIM), ERIM is the joint research institute of the Rotterdam School of Management, Erasmus University and the Erasmus School of Economics (ESE) at Erasmus University Rotterdam. in its series Research Paper with number ERS-2003-074-F&A Revision_Date: 2008-06-17.

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Date of creation: 20 Oct 2003
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Handle: RePEc:dgr:eureri:30001087

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Keywords: market timing mutual funds performance evaluation pensioenfondsen

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  1. Matthew I. Spiegel & Harry Mamaysky & Hong Zhang, 2003. "Estimating the Dynamics of Mutual Fund Alphas and Betas," Yale School of Management Working Papers ysm353, Yale School of Management. [Downloadable!]
  2. Siem Jan Koopman & Neil Shephard & Jurgen A. Doornik, 1999. "Statistical algorithms for models in state space using SsfPack 2.2," Econometrics Journal, Royal Economic Society, vol. 2(1), pages 107-160.
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  3. Lockwood, Larry J. & Kadiyala, K. Rao, 1988. "Measuring investment performance with a stochastic parameter regression model," Journal of Banking & Finance, Elsevier, vol. 12(3), pages 457-467, September. [Downloadable!] (restricted)
  4. William N. Goetzmann & Jonathan E. Ingersoll Jr. & Zoran Ivkovich, 1998. "Monthly Measurement of Daily Timers," Yale School of Management Working Papers ysm88, Yale School of Management. [Downloadable!]
  5. Henriksson, Roy D & Merton, Robert C, 1981. "On Market Timing and Investment Performance. II. Statistical Procedures for Evaluating Forecasting Skills," Journal of Business, University of Chicago Press, vol. 54(4), pages 513-33, October. [Downloadable!] (restricted)
  6. Glosten, L. R. & Jagannathan, R., 1994. "A contingent claim approach to performance evaluation," Journal of Empirical Finance, Elsevier, vol. 1(2), pages 133-160, January. [Downloadable!] (restricted)
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