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Social Preferences Revealed through Effective Marginal Tax Rates

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Author Info
Bourguignon, F.
Spadaro, A.

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Abstract

This paper inverts the usual logic of the applied optimal income taxation literature. Standard practice analyzes the shape of the optimal tax schedule that is consistent with a given social welfare function, a statistical distribution of individual productivities that fits available data on labor incomes and given preferences between consumption and leisure. In this paper, we go the opposite direction. We start from the observed distribution of gross and disposable income within a population and from the observed marginal tax rates as computed in standard tax-benefit models. We then show that, under a set of simplifying assumptions, it is possible to identify the social welfare function that would make the observed marginal tax rate schedule optimal under some assumption about consumption-leisure preferences. This provides an alternative way of reading marginal tax rates calculations routinely provided by tax-benefit models. In that framework, the issue of the optimality of an existing tax-benefit system may be analyzed by considering whether the social welfare function associated with that system satisfies elementary properties. Likewise, the reform of an existing system may be seen as a change in the underlying social welfare function which may prove to be less consensual than the reform itself. A detailed application is given in the case of France, and of a basic income/flat tax reform of the tax-benefit system in that country. For comparability, an application is also made to several other EU countries.

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Publisher Info
Paper provided by DELTA (Ecole normale supérieure) in its series DELTA Working Papers with number 2000-29.

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Length: 29 pages
Date of creation: 2000
Date of revision:
Handle: RePEc:del:abcdef:2000-29

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Related research
Keywords: DISTRIBUTION ; TAXATION ; PRODUCTIVITY ; CONSUMPTION;

Find related papers by JEL classification:
H22 - Public Economics - - Taxation, Subsidies, and Revenue - - - Incidence
H23 - Public Economics - - Taxation, Subsidies, and Revenue - - - Externalities; Redistributive Effects; Environmental Taxes and Subsidies
H53 - Public Economics - - National Government Expenditures and Related Policies - - - Government Expenditures and Welfare Programs

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  1. François Bourguignon & Amedeo Spadaro, 2006. "Microsimulation as a tool for evaluating redistribution policies," Journal of Economic Inequality, Springer, vol. 4(1), pages 77-106, April. [Downloadable!] (restricted)
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  2. Spadaro A, 2008. "Optimal Taxation, Social Contract And The Four Worlds Of Welfare Capitalism," EUROMOD Working Papers EM10/08, EUROMOD at the Institute for Social and Economic Research. [Downloadable!]
    Other versions:
  3. Olivier Bargain & Amedeo Spadaro, 2008. "Optimal Taxation, Social Contract and the Four Worlds of Welfare Capitalism," Working Papers 200816, School Of Economics, University College Dublin. [Downloadable!]
  4. Lietz C & Mantovani D, 2006. "Lessons From Building And Using EUROMOD," EUROMOD Working Papers EM5/06, EUROMOD at the Institute for Social and Economic Research. [Downloadable!]
  5. Sebastian G. Kessing & Kai A. Konrad, 2005. "Union Strategy and Optimal Income Taxation," IZA Discussion Papers 1545, Institute for the Study of Labor (IZA). [Downloadable!]
  6. John Muellbauer & Justin van de Ven, 2004. "Estimating Equivalence Scales for Tax and Benefits Systems," Economics Papers 2004-W06, Economics Group, Nuffield College, University of Oxford. [Downloadable!]
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  7. Olivier Bargain, 2008. "Normative evaluation of tax policies: from households to individuals," Journal of Population Economics, Springer, vol. 21(2), pages 339-371, April. [Downloadable!] (restricted)
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  8. Xisco Oliver Rullán & Amedeo Spadaro, 2004. "Are Spanish governments really averse to inequality? a normative analysis using the 1999 Spanish tax reform," Investigaciones Economicas, Fundación SEPI, vol. 28(3), pages 551-566, September. [Downloadable!]
  9. Cremer, Helmuth & Gahvari, Firouz & Ladoux, Norbert, 2001. "Environmental Taxes with Heterogeneous Consumers: An Application to Energy Consumption in France," IDEI Working Papers 127, Institut d'Économie Industrielle (IDEI), Toulouse, revised 2002. [Downloadable!]
    Other versions:
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