This file is part of IDEAS, which uses RePEc data


[ Papers | Articles | Software | Books | Chapters | Authors | Institutions | JEL Classification | NEP reports | Search | New papers by email | Author registration | Rankings | Volunteers | FAQ | Blog | Help! ]

A Risk-Based Rationale for Two-way Capital Flows: Why Do Capital Flights and Inward Foreign Direct Investments Co-exist?

Author info | Abstract | Publisher info | Download info | Related research | Statistics
Author Info
Arnab K. Basu () (Department of Economics, College of William and Mary)
Nancy H. Chau () (Department of Applied Economics and Management, Cornell University)

Additional information is available for the following registered author(s):

Abstract

This paper develops a positive theory of two-way capital flows -- the simultaneous outward flight of capital assets, and the inflow of foreign direct investment that acquires ownership of local production units. The basic model exploits insights from entrepreneurial decision making under uncertainty in a general equilibrium setting, and traces out the relationship between (i) entrepreneurial incentives to exploit higher expected profits from risky production activities at the firm level and (ii) the resulting competitive rewards to capital in general equilibrium. The model shows that contrary to expectation, relatively liquid capital assets tend to flow from capital-poor to capital-rich economies, while foreign direct investment aimed at acquiring ownership of production units follows the reversed pattern. We also examine the optimal investment policies for both host and origin countries, and show the rationale behind the inherent conflict of interests between developing and developed economies in the context of capital market liberalization.

Download Info
To download:

If you experience problems downloading a file, check if you have the proper application to view it first. Information about this may be contained in the File-Format links below. In case of further problems read the IDEAS help file. Note that these files are not on the IDEAS site. Please be patient as the files may be large.

File URL: http://www.wm.edu/economics/wp/cwm_wp4.pdf
File Format: application/pdf
File Function:
Download Restriction: no

Publisher Info
Paper provided by Department of Economics, College of William and Mary in its series Working Papers with number 04.

Download reference. The following formats are available: HTML, plain text, BibTeX, RIS (EndNote), ReDIF
Length: 33 pages
Date of creation: 10 Sep 2004
Date of revision:
Handle: RePEc:cwm:wpaper:4

Contact details of provider:
Postal: P.O. Box 8795, Williamsburg, VA 23187-8795
Phone: (757) 221-4311
Fax: (757) 221-2390
Web page: http://www.wm.edu/economics/
More information through EDIRC

For technical questions regarding this item, or to correct its listing, contact: (Beth A Freeborn).

Related research
Keywords: Affirmative Action Discrimination Public Policy Education Asymmetric Information

Other versions of this item:

Find related papers by JEL classification:
F13 - International Economics - - Trade - - - Trade Policy; International Trade Organizations
F21 - International Economics - - International Factor Movements and International Business - - - International Investment; Long-Term Capital Movements

This paper has been announced in the following NEP Reports:

References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. Markusen, James R, 1995. "The Boundaries of Multinational Enterprises and the Theory of International Trade," Journal of Economic Perspectives, American Economic Association, vol. 9(2), pages 169-89, Spring. [Downloadable!] (restricted)
  2. Markusen, James R. & Venables, Anthony J., 1999. "Foreign direct investment as a catalyst for industrial development," European Economic Review, Elsevier, vol. 43(2), pages 335-356, February. [Downloadable!] (restricted)
    Other versions:
  3. Stiglitz, Joseph E, 1969. "Behavior Towards Risk with Many Commodities," Econometrica, Econometric Society, vol. 37(4), pages 660-67, October. [Downloadable!] (restricted)
  4. Chau, Nancy H, 1998. "Dynamic Stability and International Trade under Uncertainty," Economica, London School of Economics and Political Science, vol. 65(259), pages 381-99, August. [Downloadable!] (restricted)
  5. Jones, Ronald W. & Neary, J. Peter & Ruane, Frances P., 1983. "Two-way capital flows : Cross-hauling in a model of foreign investment," Journal of International Economics, Elsevier, vol. 14(3-4), pages 357-366, May. [Downloadable!] (restricted)
  6. Newbery, David M, 1989. "The Theory of Food Price Stabilisation," Economic Journal, Royal Economic Society, vol. 99(398), pages 1065-82, December. [Downloadable!] (restricted)
  7. Kihlstrom, Richard E & Mirman, Leonard J, 1981. "Constant, Increasing and Decreasing Risk Aversion with Many Commodities," Review of Economic Studies, Blackwell Publishing, vol. 48(2), pages 271-80, April. [Downloadable!] (restricted)
  8. Pomery, John, 1983. "Restricted stock markets in simple general equilibrium models with production uncertainty," Journal of International Economics, Elsevier, vol. 15(3-4), pages 253-276, November. [Downloadable!] (restricted)
  9. Claessens, Stijn & Naude, David, 1993. "Recent estimates of capital flight," Policy Research Working Paper Series 1186, The World Bank. [Downloadable!]
  10. Jones, Ronald W & Dei, Fumio, 1983. "International Trade and Foreign Investment: A Simple Model," Economic Inquiry, Oxford University Press, vol. 21(4), pages 449-64, October.
  11. Sakai, Yasuhiro, 1978. "A simple general equilibrium model of production: Comparative statics with price uncertainty," Journal of Economic Theory, Elsevier, vol. 19(2), pages 287-306, December. [Downloadable!] (restricted)
  12. S. Lael Brainard, 1993. "An Empirical Assessment of the Proximity-Concentration Tradeoff between Multinational Sales and Trade," NBER Working Papers 4580, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
Full references

Statistics
Access and download statistics

Did you know? About 700 journals are listed on RePEc.

This page was last updated on 2008-5-9.


This information is provided to you by IDEAS at the Department of Economics, College of Liberal Arts and Sciences, University of Connecticut using RePEc data on a server sponsored by the Society for Economic Dynamics.