Advanced Search
MyIDEAS: Login

The role of fees in patent systems: Theory and evidence

Contents:

Author Info

  • de Rassenfosse, Gaétan
  • van Pottelsberghe de la Potterie, Bruno

Abstract

This paper reviews the economic literature on the role of fees in patent systems. Two main research questions are usually addressed: the impact of patent fees on the behavior of applicants and the question of optimal fees. Studies in the former group confirm that a range of fees affect the behavior of applicants and suggest that a patent is an inelastic good. Studies in the latter group provide grounds for both low and high application (or pre-grant) fees and renewal (or post-grant) fees, depending on the structural context and on the policy objectives. The paper also presents new stylized facts on patent fees of thirty patent offices worldwide. It is shown that application fees are generally lower than renewal fees, and renewal fees increase more than proportionally with patent age (to the notable exception of Switzerland and the U.S.).

Download Info

If you experience problems downloading a file, check if you have the proper application to view it first. In case of further problems read the IDEAS help page. Note that these files are not on the IDEAS site. Please be patient as the files may be large.
File URL: http://www.cepr.org/pubs/dps/DP7879.asp
Download Restriction: CEPR Discussion Papers are free to download for our researchers, subscribers and members. If you fall into one of these categories but have trouble downloading our papers, please contact us at subscribers@cepr.org

As the access to this document is restricted, you may want to look for a different version under "Related research" (further below) or search for a different version of it.

Bibliographic Info

Paper provided by C.E.P.R. Discussion Papers in its series CEPR Discussion Papers with number 7879.

as in new window
Length:
Date of creation: Jun 2010
Date of revision:
Handle: RePEc:cpr:ceprdp:7879

Contact details of provider:
Postal: Centre for Economic Policy Research, 77 Bastwick Street, London EC1V 3PZ.
Phone: 44 - 20 - 7183 8801
Fax: 44 - 20 - 7183 8820

Order Information:
Email:

Related research

Keywords: application fees; intellectual property policy; patent system; price elasticity; renewal fees;

Other versions of this item:

Find related papers by JEL classification:

References

References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
as in new window
  1. Gaétan de Rassenfosse & Bruno Van Pottelsberghe, 2008. "A Policy Insight into the R&D-Patent Relationship," Working Papers ECARES 2008_007, ULB -- Universite Libre de Bruxelles.
  2. Adams, Kay & Kim, Douglas & Joutz, Frederick L. & Trost, Robert P. & Mastrogianis, Gus, 1997. "Modeling and forecasting U.S. Patent application filings," Journal of Policy Modeling, Elsevier, vol. 19(5), pages 491-535, October.
  3. Robert M. Hunt, 2006. "When do more patents reduce R&D?," Working Papers 06-6, Federal Reserve Bank of Philadelphia.
  4. Harhoff, Dietmar & Hoisl, Karin & Reichl, Bettina & van Pottelsberghe, Bruno, 2007. "Patent Validation at the Country Level - The Role of Fees and Translation costs," CEPR Discussion Papers 6565, C.E.P.R. Discussion Papers.
  5. Bruno Van Pottelsberghe, 2010. "The Quality Factor in Patent Systems," Working Papers ECARES ECARES 2010-027, ULB -- Universite Libre de Bruxelles.
  6. Carine Peeters & Bruno Pottelsberghe de la Potterie, 2006. "Innovation strategy and the patenting behavior of firms," Journal of Evolutionary Economics, Springer, vol. 16(1), pages 109-135, April.
  7. Bruno van Pottelsberghe, 2008. "The London Agreement and the cost of patenting in Europe," Working Papers 264, Bruegel.
  8. Licht, Georg & Zoz, Konrad, 1996. "Patents and R&D: an econometric investigation using applications for German, European and US patents by German companies," ZEW Discussion Papers 96-19, ZEW - Zentrum für Europäische Wirtschaftsforschung / Center for European Economic Research.
  9. Arundel, Anthony & Kabla, Isabelle, 1998. "What percentage of innovations are patented? empirical estimates for European firms," Research Policy, Elsevier, vol. 27(2), pages 127-141, June.
  10. Masaaki Kotabe, 1992. "A Comparative Study of U.S. and Japanese Patent Systems," Journal of International Business Studies, Palgrave Macmillan, vol. 23(1), pages 147-168, March.
  11. Schankerman, Mark & Pakes, Ariel, 1986. "Estimates of the Value of Patent Rights in European Countries during the Post-1950 Period," Economic Journal, Royal Economic Society, vol. 96(384), pages 1052-76, December.
  12. de Rassenfosse, Gaétan & van Pottelsberghe, Bruno, 2008. "On the price elasticity of demand for patents," CEPR Discussion Papers 7029, C.E.P.R. Discussion Papers.
  13. Gaétan de Rassenfosse & Bruno van Pottelsberghe de la Potterie, 2007. "Per un pugno di dollari: a first look at the price elasticity of patents," Oxford Review of Economic Policy, Oxford University Press, vol. 23(4), pages 558-604, Winter.
  14. Gans Joshua S & King Stephen P & Lampe Ryan, 2004. "Patent Renewal Fees and Self-Funding Patent Offices," The B.E. Journal of Theoretical Economics, De Gruyter, vol. 4(1), pages 1-15, July.
  15. Edwin Mansfield, 1986. "Patents and Innovation: An Empirical Study," Management Science, INFORMS, vol. 32(2), pages 173-181, February.
  16. Samuel S. Kortum & Jonathan Eaton, 1995. "Trade in ideas: patenting and productivity in the OECD," Finance and Economics Discussion Series 95-9, Board of Governors of the Federal Reserve System (U.S.).
  17. Danguy Jérôme & van Pottelsberghe de la Potterie Bruno, 2011. "Cost-Benefit Analysis of the Community Patent," Journal of Benefit-Cost Analysis, De Gruyter, vol. 2(2), pages 1-43, April.
  18. Lemley, Mark, 2000. "Rational Ignorance at the Patent Office," Berkeley Olin Program in Law & Economics, Working Paper Series qt1tc166q2, Berkeley Olin Program in Law & Economics.
  19. Deng, Yi, 2005. "Private Value of European Patents," Departmental Working Papers 0513, Southern Methodist University, Department of Economics.
  20. Richard Gilbert and Carl Shapiro., 1989. "Optimal Patent Length and Breadth," Economics Working Papers 89-102, University of California at Berkeley.
  21. Archontopoulos, Eugenio & Guellec, Dominique & Stevnsborg, Niels & van Pottelsberghe, Bruno & van Zeebroeck, Nicolas, 2006. "When Small is Beautiful: Measuring the Evolution and Consequences of the Voluminosity of Patent Applications at the EPO," CEPR Discussion Papers 5970, C.E.P.R. Discussion Papers.
  22. Christine MacLeod & Jennifer Tann & James Andrew & Jeremy Stein, 2003. "Evaluating inventive activity: the cost of nineteenth-century UK patents and the fallibility of renewal data," Economic History Review, Economic History Society, vol. 56(3), pages 537-562, 08.
  23. Wesley M. Cohen & Richard R. Nelson & John P. Walsh, 2000. "Protecting Their Intellectual Assets: Appropriability Conditions and Why U.S. Manufacturing Firms Patent (or Not)," NBER Working Papers 7552, National Bureau of Economic Research, Inc.
  24. Nancy T. Gallini, 1992. "Patent Policy and Costly Imitation," RAND Journal of Economics, The RAND Corporation, vol. 23(1), pages 52-63, Spring.
  25. Lazaridis, George & van Pottelsberghe de la Potterie, Bruno, 2007. "The rigour of EPO's patentability criteria: An insight into the "induced withdrawals"," World Patent Information, Elsevier, vol. 29(4), pages 317-326, December.
  26. Dietmar Harhoff & Karin Hoisl & Bruno Van Pottelsberghe, 2009. "Languages, Fees and the International Scope of Patenting," Working Papers ECARES 2009_016, ULB -- Universite Libre de Bruxelles.
  27. Petra Moser, 2007. "Why Don't Inventors Patent?," NBER Working Papers 13294, National Bureau of Economic Research, Inc.
  28. Deng, Yi, 2007. "Private value of European patents," European Economic Review, Elsevier, vol. 51(7), pages 1785-1812, October.
  29. Francois, Didier & van Pottelsberghe, Bruno, 2006. "The Cost Factor in Patent Systems," CEPR Discussion Papers 5944, C.E.P.R. Discussion Papers.
  30. Marc Baudry & Béatrice Dumont, 2009. "A Bayesian Real Option Approach to Patents and Optimal Renewal Fees," Working Papers hal-00419330, HAL.
  31. Paroma Sanyal, 2003. "Understanding patents: The role Of R&D funding sources and the patent office," Economics of Innovation and New Technology, Taylor & Francis Journals, vol. 12(6), pages 507-529.
  32. Emmanuel DUGUET & Isabelle KABLA, 1998. "Appropriation Strategy and the Motivations to Use the Patent System: An Econometric Analysis at the Firm Level in French Manufacturing," Annales d'Economie et de Statistique, ENSAE, issue 49-50, pages 289-327.
  33. Palangkaraya, Alfons & Jensen, Paul H. & Webster, Elizabeth, 2008. "Applicant behaviour in patent examination request lags," Economics Letters, Elsevier, vol. 101(3), pages 243-245, December.
  34. Suzanne Scotchmer, 1991. "Standing on the Shoulders of Giants: Cumulative Research and the Patent Law," Journal of Economic Perspectives, American Economic Association, vol. 5(1), pages 29-41, Winter.
Full references (including those not matched with items on IDEAS)

Citations

Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
as in new window

Cited by:
  1. Pierre M. Picard & Bruno van Pottelsberghe de la Potterie, 2011. "Patent Office Governance and Patent System Quality," CREA Discussion Paper Series 11-06, Center for Research in Economic Analysis, University of Luxembourg.
  2. Bruno van Pottelsberghe de la Potterie, 2011. "The quality factor in patent systems," Industrial and Corporate Change, Oxford University Press, vol. 20(6), pages 1755-1793, December.
  3. Picard, Pierre M. & van Pottelsberghe de la Potterie, Bruno, 2013. "Patent office governance and patent examination quality," Journal of Public Economics, Elsevier, vol. 104(C), pages 14-25.
  4. Bruno Van Pottelsberghe & Matthis de Saint-Georges, 2011. "A Quality Index for Patent Systems," Working Papers ECARES ECARES 2011-010, ULB -- Universite Libre de Bruxelles.
  5. Christian Le Bas & Julien Pénin, 2014. "Patents and innovation : Are the brakes broken, or how to restore patents’ dynamic efficiency ?," Working Papers of BETA 2014-02, Bureau d'Economie Théorique et Appliquée, UDS, Strasbourg.

Lists

This item is not listed on Wikipedia, on a reading list or among the top items on IDEAS.

Statistics

Access and download statistics

Corrections

When requesting a correction, please mention this item's handle: RePEc:cpr:ceprdp:7879. See general information about how to correct material in RePEc.

For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: ().

If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

If references are entirely missing, you can add them using this form.

If the full references list an item that is present in RePEc, but the system did not link to it, you can help with this form.

If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your profile, as there may be some citations waiting for confirmation.

Please note that corrections may take a couple of weeks to filter through the various RePEc services.