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Methods of Privatization: Auctions, Bargaining and Give-Aways

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Schmidt, Klaus M.
Schnitzer, Monika

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Abstract

The paper surveys recent results of auction theory, bargaining theory and political economy in order to compare different methods of privatization. We assume that a government is not only interested in maximizing revenues from privatization, but also in achieving an efficient allocation of ownership rights. We show that these two goals may conflict with each other. We argue that in a wide variety of circumstances the government should use an ascending open bid format, however, such as the traditional English auction. In particular, if there are more than two serious bidders, an English auction is more efficient and yields higher revenues than bargaining with a preselected buyer. Finally, if the government has to mass privatize, we show that giving away some fraction of all shares to the general population may be more efficient and yield higher revenues than a policy of selling all firms to the highest bidder.

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Paper provided by C.E.P.R. Discussion Papers in its series CEPR Discussion Papers with number 1541.

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Date of creation: Jan 1997
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Handle: RePEc:cpr:ceprdp:1541

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Related research
Keywords: Eastern Europe; Expropriation; Mass Privatization; Political Economy;

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Find related papers by JEL classification:
C78 - Mathematical and Quantitative Methods - - Game Theory and Bargaining Theory - - - Bargaining Theory; Matching Theory
D44 - Microeconomics - - Market Structure and Pricing - - - Auctions
D72 - Microeconomics - - Analysis of Collective Decision-Making - - - Models of Political Processes: Rent-seeking, Elections, Legislatures, and Voting Behavior

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  1. Norbäck, Pehr-Johan & Persson, Lars, 2003. "Privatization and Restructuring in Concentrated Markets," Working Paper Series 605, Research Institute of Industrial Economics. [Downloadable!]
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  2. Norbäck, Pehr-Johan & Persson, Lars, 2003. "Privatization Policy in an International Oligopoly," Working Paper Series 608, Research Institute of Industrial Economics. [Downloadable!]
    Other versions:
  3. Modén, Karl-Markus & Norbäck, Pehr-Johan & Persson, Lars, 2007. "Efficiency and Ownership Structure – The Case of Poland," Working Paper Series 703, Research Institute of Industrial Economics. [Downloadable!]
    Other versions:
  4. Persson, Lars & Norbäck, Pehr-Johan, 2001. "Privatization and Foreign Competition," Working Paper Series 545, Research Institute of Industrial Economics, revised 02 Feb 2001. [Downloadable!]
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  5. Norbäck, Pehr-Johan & Persson, Lars, 2003. "Endogenous Asset Ownership Structures in Deregulated Markets," Working Paper Series 604, Research Institute of Industrial Economics. [Downloadable!]
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  6. Hai Wang & Weidong Zhang & Jingjing Wang, 2007. "Auctioning the state owned enterprise in China: the trade-off between maximizing revenue and minimizing unemployment," Economic Change and Restructuring, Springer, vol. 40(3), pages 267-280, September. [Downloadable!] (restricted)
  7. Schmitz, Patrick W., 2000. "Partial Privatization and Incomplete Contracts: The Proper Scope of Government Reconsidered," MPRA Paper 13447, University Library of Munich, Germany. [Downloadable!]
    Other versions:
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