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Arbitrage Based Pricing When Volatility Is Stochastic

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Author Info
Peter Bossaert
Eric Ghysels ()
Christian Gouriéroux

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Abstract

One of the early examples of stochastic volatility models is Clark [1973]. He suggested that asset price movements should be tied to the rate at which transactions occur. To accomplish this, he made a distinction between transaction time and calendar time. This framework has hitherto been relatively unexploited to study derivative security pricing. This paper studies the implications of absence of arbitrage in economies where: (i) trade takes place in transaction time, (ii) there is a single state variable whose transaction-time price path is binomial, (iii) there are risk-free bonds with calendar-time maturities, and (iv) the relation between transaction time and calendar time is stochastic. The state variable could be interpreted in various ways. For example, it could be the price of a share of stock, as in Black and Scholes [1973], or a factor that summarizes changes in the investment opportunity set, as in Cox, Ingersoll and Ross [1985], or one that drives changes in the term structure of interest rates (Ho and Lee [1986], Heath, Jarrow and Morton [1992]). Property (iv) generally introduces stochastic volatility in the process of the state variable when recorded in calendar time. The paper investigates the pricing of derivative securities with calendar-time maturity. The restrictions obtained in Merton (1973) using simple buy-and-hold arbitrage portfolio arguments do not necessarily hold. Conditions are derived for all derivatives to be priced by dynamic arbitrage, i.e., for market completeness in the sense of Harrison and Pliska [1981]. A particular class of stationary economies where markets are indeed complete is characterized.

Nous étudions la problématique de détermination de prix d'options lorsque la volatilité est stochastique. Normalement, la présence d'une volatilité stochastique entraîne une incomplétude des marchés. Nous proposons une approche par arbitrage, malgré cette apparente incomplétude. Elle consiste à exploiter une modélisation de la volatilité, proposée par Clark (1973), fondée sur une distinction entre un temps calendaire et un temps de transaction. En faisant cette distinction et en supposant qu'il y a une simple variable d'état binomiale en temps de transaction et un taux sans risque en temps calendaire, nous discutons les conditions d'absence d'opportunités d'arbitrage. Nous caractérisons les conditions permettant la détermination des prix d'options par arbitrage dynamique dans le sens de Harrison et Pliska (1981) et nous montrons que les restrictions à la Merton (1973) ne s'appliquent plus.

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Paper provided by CIRANO in its series CIRANO Working Papers with number 96s-20.

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Date of creation: 01 Jul 1996
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Handle: RePEc:cir:cirwor:96s-20

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Related research
Keywords: Incomplete Markets; Transaction Time; Change of Time; Stochastic Volatility; Marchés incomplets; Temps de transaction; Changement de temps; Volatilité stochastique;

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Find related papers by JEL classification:
D52 - Microeconomics - - General Equilibrium and Disequilibrium - - - Incomplete Markets
G13 - Financial Economics - - General Financial Markets - - - Contingent Pricing; Futures Pricing

References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:

  1. Eric Ghysels & Joanna Jasiak, 1995. "Stochastic Volatility and Time Deformation: An Application to Trading Volume and Leverage Effects," CIRANO Working Papers 95s-31, CIRANO. [Downloadable!]
    Other versions:
  2. Clark, Peter K, 1973. "A Subordinated Stochastic Process Model with Finite Variance for Speculative Prices," Econometrica, Econometric Society, vol. 41(1), pages 135-55, January. [Downloadable!] (restricted)
  3. Heath, David & Jarrow, Robert & Morton, Andrew, 1992. "Bond Pricing and the Term Structure of Interest Rates: A New Methodology for Contingent Claims Valuation," Econometrica, Econometric Society, vol. 60(1), pages 77-105, January. [Downloadable!] (restricted)
  4. Hull, John C & White, Alan D, 1987. " The Pricing of Options on Assets with Stochastic Volatilities," Journal of Finance, American Finance Association, vol. 42(2), pages 281-300, June. [Downloadable!] (restricted)
  5. Olivier Scaillet & Boris Leblanc, 1998. "Path dependent options on yields in the affine term structure model," Finance and Stochastics, Springer, vol. 2(4), pages 349-367. [Downloadable!] (restricted)
  6. Harrison, J. Michael & Kreps, David M., 1979. "Martingales and arbitrage in multiperiod securities markets," Journal of Economic Theory, Elsevier, vol. 20(3), pages 381-408, June. [Downloadable!] (restricted)
  7. Black, Fischer & Scholes, Myron S, 1973. "The Pricing of Options and Corporate Liabilities," Journal of Political Economy, University of Chicago Press, vol. 81(3), pages 637-54, May-June. [Downloadable!] (restricted)
  8. Ghysels, E. & Harvey, A. & Renault, E., 1995. "Stochastic Volatility," Papers 95.400, Toulouse - GREMAQ.
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  9. Cox, John C & Ingersoll, Jonathan E, Jr & Ross, Stephen A, 1985. "An Intertemporal General Equilibrium Model of Asset Prices," Econometrica, Econometric Society, vol. 53(2), pages 363-84, March. [Downloadable!] (restricted)
  10. Kamara, Avraham & Miller, Thomas W., 1995. "Daily and Intradaily Tests of European Put-Call Parity," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 30(04), pages 519-539, December. [Downloadable!]
  11. Ho, Thomas S Y & Lee, Sang-bin, 1986. " Term Structure Movements and Pricing Interest Rate Contingent Claims," Journal of Finance, American Finance Association, vol. 41(5), pages 1011-29, December. [Downloadable!] (restricted)
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  1. Cayetano Gea, CGC, 2007. "Studying the Properties of the Correlation Trades," MPRA Paper 11263, University Library of Munich, Germany. [Downloadable!]
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