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The Protection of Innovations

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Author Info
Gamal Atallah

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Abstract

This paper proposes a model where firms invest in secrecy to limit technological spillovers accruing to their competitors, in addition to investing in cost-reducing R&D. The main result of the paper is that increases in spillovers increase secrecy, suggesting that legal and strategic protection are substitutes. Higher product differentiation is associated with higher levels of innovation and lower levels of secrecy. An increase in the size of the market, a reduction in the cost of secrecy, or a reduction in the cost of R&D, all lead to an increase in secrecy. As for the effect of spillovers on effective cost reduction, it is positive when products are sufficiently differentiated, and has an inverted-U shape with low product differentiation. Compared to price competition, quantity competition yields higher levels of R&D, secrecy and effective cost reduction.

Le papier propose un modèle où les firmes investissent dans la protection de leurs innovations afin de réduire les externalités de recherche reçues par leurs concurrents, en plus d'investir dans la R&D permettant de réduire leurs coûts de production. Le résultat principal est qu'une augmentation des externalités technologiques augmente l'investissement en protection, ce qui implique que la protection légale et stratégique sont des substituts. Un niveau plus élevé de différenciation des produits est associé avec davantage d'innovation et moins de protection. Une augmentation dans la taille du marché, une réduction des coûts de la protection, ou une réduction des coûts de la recherche, induisent une augmentation de la protection. Les externalités de recherche augmentent la réduction des coûts lorsque le niveau de différenciation des produits est élevé, et ont un effet en forme de U inversé lorsque le niveau de différentiation est faible. La concurrence en quantités génère des niveaux plus élevés de R&D, de protection et de réduction des coûts.

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Paper provided by CIRANO in its series CIRANO Working Papers with number 2004s-02.

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Date of creation: 01 Jan 2004
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Handle: RePEc:cir:cirwor:2004s-02

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Related research
Keywords: secrecy protection innovation technology spillovers R&D appropriability protection des innovations innovation technologie externalités de recherche R&D appropriation des innovations

Other versions of this item:

Find related papers by JEL classification:
L13 - Industrial Organization - - Market Structure, Firm Strategy, and Market Performance - - - Oligopoly and Other Imperfect Markets
O31 - Economic Development, Technological Change, and Growth - - Technological Change - - - Innovation and Invention: Processes and Incentives
O32 - Economic Development, Technological Change, and Growth - - Technological Change - - - Management of Technological Innovation and R&D
O34 - Economic Development, Technological Change, and Growth - - Technological Change - - - Intellectual Property Rights

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References listed on IDEAS
Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:
  1. d'Aspremont, Claude & Jacquemin, Alexis, 1988. "Cooperative and Noncooperative R&D in Duopoly with Spillovers," American Economic Review, American Economic Association, vol. 78(5), pages 1133-37, December. [Downloadable!] (restricted)
  2. Salop, Steven C & Scheffman, David T, 1983. "Raising Rivals' Costs," American Economic Review, American Economic Association, vol. 73(2), pages 267-71, May. [Downloadable!] (restricted)
  3. Bhattacharya, Sudipto & Glazer, Jacob & Sappington, David E. M., 1992. "Licensing and the sharing of knowledge in research joint ventures," Journal of Economic Theory, Elsevier, vol. 56(1), pages 43-69, February. [Downloadable!] (restricted)
    Other versions:
  4. Hans Gersbach & Armin Schmutzler, 1999. "Endogenous Spillovers and Incentives to Innovate," Working Papers 9902, University of Zurich, Socioeconomic Institute.
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  5. David Pérez-Castrillo & Bruno Cassiman & Reinhilde Veugelers, 2000. "Endogeneizing know-how flows through the nature of R&D investments," UFAE and IAE Working Papers 464.00, Unitat de Fonaments de l'Anàlisi Econòmica (UAB) and Institut d'Anàlisi Econòmica (CSIC). [Downloadable!]
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  6. Cohen, Wesley M & Levinthal, Daniel A, 1989. "Innovation and Learning: The Two Faces of R&D," Economic Journal, Royal Economic Society, vol. 99(397), pages 569-96, September. [Downloadable!] (restricted)
  7. Mariti, P & Smiley, R H, 1983. "Co-Operative Agreements and the Organization of Industry," Journal of Industrial Economics, Blackwell Publishing, vol. 31(4), pages 437-51, June. [Downloadable!] (restricted)
  8. Severinov, Sergei, 2001. "On Information Sharing and Incentives in R&D," RAND Journal of Economics, The RAND Corporation, vol. 32(3), pages 542-64, Autumn.
  9. Rabah Amir, 1998. "Modelling Imperfectly Appropriable R&D via Spillovers," CIE Discussion Papers 1998-07, University of Copenhagen. Department of Economics. Centre for Industrial Economics.
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  10. Arundel, Anthony & Kabla, Isabelle, 1998. "What percentage of innovations are patented? empirical estimates for European firms," Research Policy, Elsevier, vol. 27(2), pages 127-141, June. [Downloadable!] (restricted)
  11. Arundel, Anthony, 2001. "The relative effectiveness of patents and secrecy for appropriation," Research Policy, Elsevier, vol. 30(4), pages 611-624, April. [Downloadable!] (restricted)
  12. Bruno Cassiman & Reinhilde Veugelers, 2002. "R&D Cooperation and Spillovers: Some Empirical Evidence from Belgium," American Economic Review, American Economic Association, vol. 92(4), pages 1169-1184, September. [Downloadable!] (restricted)
  13. James D. Adams, 2000. "Endogenous R&D Spillovers and Industrial Research Productivity," NBER Working Papers 7484, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  14. Branstetter, Lee & Sakakibara, Mariko, 1998. "Japanese Research Consortia: A Microeconometric Analysis of Industrial Policy," Journal of Industrial Economics, Blackwell Publishing, vol. 46(2), pages 207-33, June. [Downloadable!] (restricted)
  15. Symeonidis, George, 2003. "Comparing Cournot and Bertrand equilibria in a differentiated duopoly with product R&D," International Journal of Industrial Organization, Elsevier, vol. 21(1), pages 39-55, January. [Downloadable!] (restricted)
  16. Gamal Atallah, 2003. "Information sharing and the stability of cooperation in research joint ventures," Economics of Innovation and New Technology, Taylor and Francis Journals, vol. 12(6), pages 531-554, January. [Downloadable!] (restricted)
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  17. Katsoulacos, Yannis & Ulph, David, 1998. "Endogenous Spillovers and the Performance of Research Joint Ventures," Journal of Industrial Economics, Blackwell Publishing, vol. 46(3), pages 333-57, September. [Downloadable!] (restricted)
Full references

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Chrysovalantou Milliou, 2006. "Endogenous Protection Of R&D Investments," Economics Working Papers we066325, Universidad Carlos III, Departamento de Economía. [Downloadable!]
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