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Background Filtrations andCanonical Loss Processes for Top-Down Models of Portfolio Credit Risk

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Author Info
Philippe Ehlers (ETH Zurich, D-MATH)
Philipp J. Schoenbucher (ETH Zurich, D-MATH)

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Abstract

In single-obligor default risk modelling, using a background filtration in conjunction with a suitable embedding hypothesis (generally known as H-hypothesis or immersion property) has proven a very successful tool to separate the actual default event from the model for the default arrival intensity. In this paper we analyze the conditions under which this approach can be extended to the situation of a portfolio of several obligors, with a particular focus on the so-called top-down approach. We introduce the natural H-hypothesis of this setup (the successive H-hypothesis) and show that it is equivalent to a seemingly weaker one-step H-hypothesis. Furthermore, we provide a canonical construction of a loss process in this setup and provide closed-form solutions for some generic pricing problems.

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Publisher Info
Paper provided by Swiss Finance Institute in its series Swiss Finance Institute Research Paper Series with number 07-07.

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Length: 25 pages
Date of creation: Dec 2006
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Handle: RePEc:chf:rpseri:rp0707

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Web page: http://www.SwissFinanceInstitute.ch
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Related research
Keywords: credit risk; default correlation; point processes; generalized Cox processes; hypothesis H;

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Find related papers by JEL classification:
G13 - Financial Economics - - General Financial Markets - - - Contingent Pricing; Futures Pricing

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  1. Heath, David & Jarrow, Robert & Morton, Andrew, 1992. "Bond Pricing and the Term Structure of Interest Rates: A New Methodology for Contingent Claims Valuation," Econometrica, Econometric Society, vol. 60(1), pages 77-105, January. [Downloadable!] (restricted)
  2. Christophette Blanchet-Scalliet & Monique Jeanblanc, 2004. "Hazard rate for credit risk and hedging defaultable contingent claims," Finance and Stochastics, Springer, vol. 8(1), pages 145-159, January. [Downloadable!] (restricted)
  3. Sanjiv R. Das & Darrell Duffie & Nikunj Kapadia & Leandro Saita, 2007. "Common Failings: How Corporate Defaults Are Correlated," Journal of Finance, American Finance Association, vol. 62(1), pages 93-117, 02. [Downloadable!] (restricted)
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