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Optimal Rent Extraction in Pre-Industrial England and France – Default Risk and Monitoring Costs

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Author Info
Mikael Priks ()
Abstract

Beginning in the mid-seventeenth century, England changed its system of raising revenues from tax farming, combined with the granting of monopolies, to direct collection within the government administration. Rents were then transferred from tax farmers and monopolists to the central government such that English public finances improved dramatically compared to both the old system and to its major competitor, France. We offer a theory explaining this development. In our view, a cost of tax farming is the ex-ante inefficiency due to the auction mechanism while a cost of direct collection is the ex-post monitoring cost the government incurs to prevent theft. When the monitoring cost is high the government therefore allows tax farmers to extract large rents to enhance their up-front payments. In addition, because revenues materialize late under direct collection, and since the government faces limited borrowing, a high default risk makes a system of up-front collection attractive. The results of the model are consistent with historical facts from England and France.

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Paper provided by CESifo GmbH in its series CESifo Working Paper Series with number CESifo Working Paper No. 1464.

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Date of creation: 2005
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Handle: RePEc:ces:ceswps:_1464

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Find related papers by JEL classification:
H11 - Public Economics - - Structure and Scope of Government - - - Structure and Scope of Government
N43 - Economic History - - Government, War, Law, and Regulation - - - Europe: Pre-1913

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References listed on IDEAS
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  1. Daron Acemoglu & James A. Robinson, 2000. "Political Losers as a Barrier to Economic Development," American Economic Review, American Economic Association, vol. 90(2), pages 126-130, May. [Downloadable!] (restricted)
  2. Johnson, Noel D., 2006. "Banking on the King: The Evolution of the Royal Revenue Farms in Old Regime France," The Journal of Economic History, Cambridge University Press, vol. 66(04), pages 963-991, November. [Downloadable!]
  3. Stiglitz, Joseph E, 1974. "Incentives and Risk Sharing in Sharecropping," Review of Economic Studies, Blackwell Publishing, vol. 41(2), pages 219-55, April. [Downloadable!] (restricted)
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  4. Schmidt, Klaus M, 1996. "The Costs and Benefits of Privatization: An Incomplete Contracts Approach," Journal of Law, Economics and Organization, Oxford University Press, vol. 12(1), pages 1-24, April.
  5. Toma, Eugenia Froedge & Toma, Mark, 1992. "Tax Collection with Agency Costs: Private Contracting or Government Bureaucrats?," Economica, London School of Economics and Political Science, vol. 59(233), pages 107-20, February. [Downloadable!] (restricted)
  6. Clark, Gregory, 2001. "Debt, deficits, and crowding out: England, 1727 1840," European Review of Economic History, Cambridge University Press, vol. 5(03), pages 403-436, December. [Downloadable!]
  7. Michael D. Bordo & Eugene N. White, 1991. "British and French Finance During the Napoleonic Wars," NBER Working Papers 3517, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  8. David Stasavage, 2002. "Credible Commitment in Early Modern Europe: North and Weingast Revisited," Journal of Law, Economics and Organization, Oxford University Press, vol. 18(1), pages 155-186, April.
  9. Quinn, Stephen, 2002. "The Glorious Revolution'S Effect On English Private Finance: A Microhistory, 1680 1705," The Journal of Economic History, Cambridge University Press, vol. 61(03), pages 593-615, May. [Downloadable!]
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