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Incomplete Contracting and Price--Cap Regulation

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Author Info
Dieter Bös () (University of Bonn, Germany)
Abstract

This paper deals with price--cap regulation of a monopolistic distribution grid which sells a license to some retailer. The sale of the license is a long--term incomplete contract. Both the grid and the licensee engage in relationship--specific investments before the value and costs of the license are known. The resulting hold--up problem can be solved by the regulator by choosing a particular RPI - X regulation and forbidding renegotiation of the contract. The optimal price--cap regulation of the incomplete contract looks quite different from the usual RPI - X case which stipulates a functional relationship between a particular cost or productivity realization and a regulatory instrument X, without any dependence on further exogenous variables. In this paper, however, the Xs depend on many more exogenous variables, be it further realizations of costs and values, be it optimal probabilities of these realizations. If the regulator is only interested in efficient trade and efficient relationship--specific investments, moreover, the no--trade price, as chosen by grid and licensee, directly determines the values of the Xs.

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Publisher Info
Paper provided by University of Bonn, Germany in its series Discussion Paper Serie A with number 534.

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Date of creation: Oct 1995
Date of revision:
Handle: RePEc:bon:bonsfa:534

Contact details of provider:
Postal: Bonn Graduate School of Economics, University of Bonn, Adenauerallee 24 - 26, 53113 Bonn, Germany
Fax: +49 228 73 9221
Web page: http://www.bgse.uni-bonn.de/index.php?id=517

For technical questions regarding this item, or to correct its listing, contact: (Daniel Park).

Related research
Keywords: Privatization; Vouchers; Economic Reform;

Find related papers by JEL classification:
D23 - Microeconomics - - Production and Organizations - - - Organizational Behavior; Transaction Costs; Property Rights
L51 - Industrial Organization - - Regulation and Industrial Policy - - - Economics of Regulation

References listed on IDEAS
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  1. Aghion, Philippe & Dewatripont, Mathias & Rey, Patrick, 1994. "Renegotiation Design with Unverifiable Information," Econometrica, Econometric Society, vol. 62(2), pages 257-82, March. [Downloadable!] (restricted)
  2. Dieter Bös, 1996. "Incomplete Contracting and Target-Cost Pricing," Discussion Paper Serie A 524, University of Bonn, Germany. [Downloadable!]
  3. Georg Noldeke & Klaus M. Schmidt, 1995. "Option Contracts and Renegotiation: A Solution to the Hold-Up Problem," RAND Journal of Economics, The RAND Corporation, vol. 26(2), pages 163-179, Summer. [Downloadable!] (restricted)
    Other versions:
  4. Bos, Dieter & Lulfesmann, Christoph, 1996. " The Hold-Up Problem in Government Contracting," Scandinavian Journal of Economics, Blackwell Publishing, vol. 98(1), pages 53-74, March.
  5. Tirole, Jean, 1994. "The Internal Organization of Government," Oxford Economic Papers, Oxford University Press, vol. 46(1), pages 1-29, January. [Downloadable!] (restricted)
    Other versions:
  6. Hart, Oliver D & Moore, John, 1988. "Incomplete Contracts and Renegotiation," Econometrica, Econometric Society, vol. 56(4), pages 755-85, July. [Downloadable!] (restricted)
    Other versions:
  7. Chung, Tai-Yeong, 1991. "Incomplete Contracts, Specific Investments, and Risk Sharing," Review of Economic Studies, Blackwell Publishing, vol. 58(5), pages 1031-42, October. [Downloadable!] (restricted)
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