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The Stochastic Discount Factor: Extending the Volatility Bound and a New Approach to Portfolio Selection with Higher-Order Moments

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Author Info
Fousseni Chabi-Yo
René Garcia
Eric Renault

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Abstract

The authors extend the well-known Hansen and Jagannathan (HJ) volatility bound. HJ characterize the lower bound on the volatility of any admissible stochastic discount factor (SDF) that prices correctly a set of primitive asset returns. The authors characterize this lower bound for any admissible SDF that prices correctly both primitive asset returns and quadratic payoffs of the same primitive assets. In particular, they aim at pricing derivatives whose payoffs are defined as non-linear functions of the underlying asset payoffs. The authors construct a new volatility surface frontier in a three-dimensional space by considering not only the expected asset payoffs and variances, but also asset skewness. The intuition behind the authors' portfolio selection is motivated by the duality between the HJ mean-variance frontier and the Markowitz mean-variance portfolio frontier. The authors' approach consists of minimizing the portfolio risk subject not only to portfolio cost and expected return, as usual, but also subject to an additional constraint that depends on the portfolio skewness. In this sense, the authors shed light on portfolio selection when asset returns exhibit skewness.

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Paper provided by Bank of Canada in its series Working Papers with number 05-2.

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Length: 48 pages
Date of creation: 2005
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Handle: RePEc:bca:bocawp:05-2

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Related research
Keywords: Financial markets; Market structure and pricing;

Find related papers by JEL classification:
G11 - Financial Economics - - General Financial Markets - - - Portfolio Choice; Investment Decisions
G12 - Financial Economics - - General Financial Markets - - - Asset Pricing
C61 - Mathematical and Quantitative Methods - - Mathematical Methods and Programming - - - Optimization Techniques; Programming Models; Dynamic Analysis

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  2. Hansen, Lars Peter & Jagannathan, Ravi, 1991. "Implications of Security Market Data for Models of Dynamic Economies," Journal of Political Economy, University of Chicago Press, vol. 99(2), pages 225-62, April. [Downloadable!] (restricted)
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  3. Hansen, Lars Peter & Richard, Scott F, 1987. "The Role of Conditioning Information in Deducing Testable," Econometrica, Econometric Society, vol. 55(3), pages 587-613, May. [Downloadable!] (restricted)
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  6. Angelo Melino & Alan X. Yang, 2003. "State Dependent Preferences Can Explain the Equity Premium Puzzle," Review of Economic Dynamics, Elsevier for the Society for Economic Dynamics, vol. 6(4), pages 806-830, October. [Downloadable!] (restricted)
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  7. Geert Bekaert, 2004. "Conditioning Information and Variance Bounds on Pricing Kernels," Review of Financial Studies, Oxford University Press for Society for Financial Studies, vol. 17(2), pages 339-378. [Downloadable!] (restricted)
    Other versions:
  8. Giovanni Barone Adesi & Patrick Gagliardini & Giovanni Urga, 2004. "Testing Asset Pricing Models With Coskewness," Journal of Business & Economic Statistics, American Statistical Association, vol. 22, pages 474-485, October. [Downloadable!] (restricted)
  9. Epstein, Larry G & Zin, Stanley E, 1989. "Substitution, Risk Aversion, and the Temporal Behavior of Consumption and Asset Returns: A Theoretical Framework," Econometrica, Econometric Society, vol. 57(4), pages 937-69, July. [Downloadable!] (restricted)
  10. DeRoon, Frans A. & Nijman, Theo E., 2001. "Testing for mean-variance spanning: a survey," Journal of Empirical Finance, Elsevier, vol. 8(2), pages 111-155, May. [Downloadable!] (restricted)
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