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One-Dimensional Pricing of CPPI

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Author Info
Louis Paulot
Xavier Lacroze
Abstract

Constant Proportion Portfolio Insurance (CPPI) is an investment strategy designed to give participation in the performance of a risky asset while protecting the invested capital. This protection is however not perfect and the gap risk must be quantified. CPPI strategies are path-dependent and may have American exercise which makes their valuation complex. A naive description of the state of the portfolio would involve three or even four variables. In this paper we prove that the system can be described as a discrete-time Markov process in one single variable if the underlying asset follows a homogeneous process. This yields an efficient pricing scheme using transition probabilities. Our framework is flexible enough to handle most features of traded CPPIs including profit lock-in and other kinds of strategies with discrete-time reallocation.

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File URL: http://arxiv.org/abs/0905.2926
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File URL: http://arxiv.org/pdf/0905.2926
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Paper provided by arXiv.org in its series Quantitative Finance Papers with number 0905.2926.

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Date of creation: May 2009
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Handle: RePEc:arx:papers:0905.2926

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  1. Merton, Robert C., 1971. "Optimum consumption and portfolio rules in a continuous-time model," Journal of Economic Theory, Elsevier, vol. 3(4), pages 373-413, December. [Downloadable!] (restricted)
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  2. Rama Cont & Peter Tankov, 2007. "Constant Proportion Portfolio Insurance in presence of Jumps in Asset Prices," Working Papers hal-00129413_v1, HAL. [Downloadable!]
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This page was last updated on 2009-12-22.


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