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Capital Management of Deposit Takers: The Impact of Prudential Requirements

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Author Info
Brenton Goldsworthy () (Australian Prudential Regulation Authority)
Carlos Schulz () (Australian Prudential Regulation Authority)
Geoffrey Shuetrim () (Australian Prudential Regulation Authority)

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Abstract

QThis paper explores how the proximity of an instituions's capital-adequacy ratio to the regulatory minimum influences the capital-adequacy ratio observed in the following period. It is shown that banks and credit unions react differently to the prudential constraints. The majority of banks tend to operate with a small buffer of capital above the regulatory minimum; if their capital -adequacy ratio gets too close to the minimum then the bank tends to increase the ratio ove the next year, while if the bank finds itself with a ratio well above the minimum then it is inclined to decrease the ratio. In constrast, the capital-adequacy ratio for many credit unions evolves like a random walk.

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File URL: http://www.apra.gov.au/RePEc/RePEcDocs/Archive/working_papers/wp0004.pdf
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Publisher Info
Paper provided by Australian Prudential Regulation Authority in its series Working Papers with number wp0004.

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Date of creation: 01 Jan 2000
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Handle: RePEc:apr:aprewp:wp0004

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Related research
Keywords: Capital Ratio; Solvency; Prudential Supervision; Bank;

Find related papers by JEL classification:
G21 - Financial Economics - - Financial Institutions and Services - - - Banks; Other Depository Institutions; Mortgages
G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation

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This page was last updated on 2009-11-20.


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