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The size effect reversal in the USA

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Author Info
Samer A. M. Al-Rjoub
Oscar Varela
M. Kabir Hassan

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Abstract

The paper examines the size effect reversal in the USA over the period 1970--1999, using data for the ten size deciles in the CRSP tapes during this 40-year period. Betas for small-firm portfolios increase as the return interval analysed increases, and are lower than large-firm portfolios for daily data but higher for monthly and quarterly data. Differences between small- and large-firm portfolio returns are associated with higher betas as return intervals increase, with lower betas for daily data, and higher for quarterly data. Before 1981 when the small-firm effect was published, smaller firms’ relative risk coefficients were biased downwards compared to aggregated coefficients, while larger firms’ were biased upwards, as expected. But after 1981, a partial reversal occurred with larger firms’ relative risk coefficients also biased downwards and by more than the smaller firms. In the post-period, relative risk measures generated higher abnormal returns for large firms than for small firms, effectively a large-firm effect, because large firms’ risks were more understated, possibly due to their relatively less frequent trading. However, these abnormal returns were reduced for large (and small) firms when using more appropriate aggregated risk coefficients.

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Publisher Info
Article provided by Taylor and Francis Journals in its journal Applied Financial Economics.

Volume (Year): 15 (2005)
Issue (Month): 17 (November)
Pages: 1189-1197
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Handle: RePEc:taf:apfiec:v:15:y:2005:i:17:p:1189-1197

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  1. Robert Rutledge & Zhaohui Zhang & Khondkar Karim, 2008. "Is There a Size Effect in the Pricing of Stocks in the Chinese Stock Markets?: The Case of Bull Versus Bear Markets," Asia-Pacific Financial Markets, Springer, vol. 15(2), pages 117-133, June. [Downloadable!] (restricted)
  2. José L. B. Fernandes & Augusto Hasman & Juan Ignacio Peña, 2006. "Risk Premium: Insights Over The Threshold," Working Papers Series 126, Central Bank of Brazil, Research Department. [Downloadable!]
  3. Jose L. B. Fernandes & Augusto Hasman & Juan Ignacio Peña, 2006. "Risk Premium: Insights Over The Threshold," Business Economics Working Papers wb062808, Universidad Carlos III, Departamento de Economía de la Empresa. [Downloadable!]
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