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An empirical investigation on the determinants of capital structure: the UK and Italian experience

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Author Info
A. Panno
Abstract

This article investigates the empirical determinants of capital structure choice by analysing security issues made by companies in the UK and Italy between 1992 and 1996, and examines how companies actually select between financing instruments at a given point in time and in different financial contexts. A descriptive model of choice is developed and then estimated using Logit and Probit estimation procedures, and using data of two samples, which are assumed to be representative of a particular financial environment. The results provide evidence of interesting differences between the two financial markets, generally supporting the idea of the UK market being more testable and in principle more consistent with the main prescriptions of the more recent developments of capital structure theory; on the whole, the results provide support for positive effects of size and profitability, and negative impact of liquidity conditions and bankruptcy risk on the financial leverage of companies. This, together with the negative effect displayed by the available reserves which are taken as a proxy of internally generated funds, lends support to the pecking order theory of capital structure. It is also suggested that firms in well developed financial systems (UK) may have long-term target leverage ratios, while in less efficient markets (Italy) an optimal debt level does not seem to be a major concern. Finally, for both markets, the results are consistent with the notion that the tax advantage of debt financing plays a relevant role in capital structure decisions.

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Article provided by Taylor and Francis Journals in its journal Applied Financial Economics.

Volume (Year): 13 (2003)
Issue (Month): 2 (January)
Pages: 97-112
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Handle: RePEc:taf:apfiec:v:13:y:2003:i:2:p:97-112

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Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.:

  1. Aydin Ozkan, . "Investment Incentives of Financially Distressed Firms," Discussion Papers 96/26, Department of Economics, University of York.
  2. Robert A. Korajczyk & Deborah J. Lucas & Robert L. McDonald, 1989. "Understanding Stock Price Behavior around the Time of Equity Issues," NBER Working Papers 3170, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  3. Warner, Jerold B, 1977. "Bankruptcy Costs: Some Evidence," Journal of Finance, American Finance Association, vol. 32(2), pages 337-47, May. [Downloadable!] (restricted)
  4. Myers, Stewart C, 1984. " The Capital Structure Puzzle," Journal of Finance, American Finance Association, vol. 39(3), pages 575-92, July. [Downloadable!] (restricted)
  5. Titman, Sheridan & Wessels, Roberto, 1988. " The Determinants of Capital Structure Choice," Journal of Finance, American Finance Association, vol. 43(1), pages 1-19, March. [Downloadable!] (restricted)
  6. Taggart, Robert A, Jr, 1977. "A Model of Corporate Financing Decisions," Journal of Finance, American Finance Association, vol. 32(5), pages 1467-84, December. [Downloadable!] (restricted)
  7. Kim, Wi Saeng & Sorensen, Eric H., 1986. "Evidence on the Impact of the Agency Costs of Debt on Corporate Debt Policy," Journal of Financial and Quantitative Analysis, Cambridge University Press, vol. 21(02), pages 131-144, June. [Downloadable!]
  8. Korajczyk, Robert A & Lucas, Deborah J & McDonald, Robert L, 1991. "The Effect of Information Releases on the Pricing and Timing of Equity Issues," Review of Financial Studies, Oxford University Press for Society for Financial Studies, vol. 4(4), pages 685-708. [Downloadable!] (restricted)
  9. Myers, Stewart C., 1984. "Capital structure puzzle," Working papers 1548-84., Massachusetts Institute of Technology (MIT), Sloan School of Management. [Downloadable!]
  10. Taub, Allan J, 1975. "Determinants of the Firm's Capital Structure," The Review of Economics and Statistics, MIT Press, vol. 57(4), pages 410-16, November. [Downloadable!] (restricted)
  11. Scholes, Myron S, 1972. "The Market for Securities: Substitution versus Price Pressure and the Effects of Information on Share Prices," Journal of Business, University of Chicago Press, vol. 45(2), pages 179-211, April. [Downloadable!] (restricted)
  12. Marsh, Paul, 1982. " The Choice between Equity and Debt: An Empirical Study," Journal of Finance, American Finance Association, vol. 37(1), pages 121-44, March. [Downloadable!] (restricted)
  13. Castanias, Richard, 1983. " Bankruptcy Risk and Optimal Capital Structure," Journal of Finance, American Finance Association, vol. 38(5), pages 1617-35, December. [Downloadable!] (restricted)
  14. Ang, James S & Chua, Jess H & McConnell, John J, 1982. " The Administrative Costs of Corporate Bankruptcy: A Note," Journal of Finance, American Finance Association, vol. 37(1), pages 219-26, March. [Downloadable!] (restricted)
  15. Smith, Clifford Jr., 1977. "Alternative methods for raising capital : Rights versus underwritten offerings," Journal of Financial Economics, Elsevier, vol. 5(3), pages 273-307, December. [Downloadable!] (restricted)
  16. Stewart C. Myers, 1984. "Capital Structure Puzzle," NBER Working Papers 1393, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  17. Baxter, Nevins D & Cragg, John G, 1970. "Corporate Choice Among Long-Term Financing Instruments," The Review of Economics and Statistics, MIT Press, vol. 52(3), pages 225-35, August. [Downloadable!] (restricted)
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  1. K. Baeyens & S. Manigart, 2006. "Follow-on financing of venture capital backed companies: The choice between debt, equity, existing and new investors," Working Papers of Faculty of Economics and Business Administration, Ghent University, Belgium 06/362, Ghent University, Faculty of Economics and Business Administration. [Downloadable!]
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