IDEAS home Printed from https://ideas.repec.org/a/spr/joptap/v186y2020i2d10.1007_s10957-020-01719-5.html
   My bibliography  Save this article

Growth and Collapse of Empires: A Dynamic Optimization Model

Author

Listed:
  • Yuri Yegorov

    (University of Vienna)

  • Dieter Grass

    (International Institute for Applied Systems Analysis (IIASA))

  • Magda Mirescu

    (University of Vienna)

  • Gustav Feichtinger

    (Vienna University of Technology)

  • Franz Wirl

    (University of Vienna)

Abstract

This paper addresses the spatial evolution of countries accounting for economics, geography and (military) force. Economic activity is spatially distributed following the AK model with the output being split into consumption, investment, transport costs and military (for defense and expansion). The emperor controls the military force subject to the constraints imposed by the economy but also the geography (transport costs, border length) and the necessity to satisfy the needs of the population. The border changes depending on how much pressure the emperor can muster to counter the pressure of neighboring countries. The resulting dynamic process determines a country’s size over time. The model leads to multiple steady states, large empires and small countries being separated by a threshold and collapse. The resulting patterns can be linked to historical observations.

Suggested Citation

  • Yuri Yegorov & Dieter Grass & Magda Mirescu & Gustav Feichtinger & Franz Wirl, 2020. "Growth and Collapse of Empires: A Dynamic Optimization Model," Journal of Optimization Theory and Applications, Springer, vol. 186(2), pages 620-643, August.
  • Handle: RePEc:spr:joptap:v:186:y:2020:i:2:d:10.1007_s10957-020-01719-5
    DOI: 10.1007/s10957-020-01719-5
    as

    Download full text from publisher

    File URL: http://link.springer.com/10.1007/s10957-020-01719-5
    File Function: Abstract
    Download Restriction: Access to the full text of the articles in this series is restricted.

    File URL: https://libkey.io/10.1007/s10957-020-01719-5?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    As the access to this document is restricted, you may want to look for a different version below or search for a different version of it.

    Other versions of this item:

    References listed on IDEAS

    as
    1. Karl-Göran Mäler & Anastasios Xepapadeas & Aart de Zeeuw, 2003. "The Economics of Shallow Lakes," Environmental & Resource Economics, Springer;European Association of Environmental and Resource Economists, vol. 26(4), pages 603-624, December.
    2. Dieter Grass & Jonathan P. Caulkins & Gustav Feichtinger & Gernot Tragler & Doris A. Behrens, 2008. "Optimal Control of Nonlinear Processes," Springer Books, Springer, number 978-3-540-77647-5, September.
    3. Herschel I. Grossman & Juan Mendoza, 2001. "Annexation or Conquest? The Economics of Empire Building," NBER Working Papers 8109, National Bureau of Economic Research, Inc.
    4. Maria Rita Testa & Danilo Bolano, 2019. "Intentions and Childbearing in a Cross-Domain Life Course Approach: The Case of Australia," VID Working Papers 1901, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    5. Wagener, F. O. O., 2003. "Skiba points and heteroclinic bifurcations, with applications to the shallow lake system," Journal of Economic Dynamics and Control, Elsevier, vol. 27(9), pages 1533-1561, July.
    6. Wirl, Franz & Feichtinger, Gustav, 2005. "History dependence in concave economies," Journal of Economic Behavior & Organization, Elsevier, vol. 57(4), pages 390-407, August.
    7. Santosh Jatrana & Ken Richardson & Samba Siva Rao Pasupuleti, 2018. "The Effect of Nativity, Duration of Residence, and Age at Arrival on Obesity: Evidence from an Australian Longitudinal Study," VID Working Papers 1811, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    8. R. F. Hartl & P. M. Kort & G. Feichtinger & F. Wirl, 2004. "Multiple Equilibria and Thresholds Due to Relative Investment Costs," Journal of Optimization Theory and Applications, Springer, vol. 123(1), pages 49-82, October.
    9. Brock, W A & Dechert, W D, 1985. "Dynamic Ramsey Pricing," International Economic Review, Department of Economics, University of Pennsylvania and Osaka University Institute of Social and Economic Research Association, vol. 26(3), pages 569-591, October.
    10. Eva Beaujouan, 2018. "Late Fertility Intentions and Fertility in Austria," VID Working Papers 1806, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    11. Erich Striessnig & Jayanta Kumar Bora, 2019. "Under-Five Child Growth and Nutrition Status: Spatial Clustering of Indian Districts," VID Working Papers 1903, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    12. W. Davis Dechert & Kazuo Nishimura, 2012. "A Complete Characterization of Optimal Growth Paths in an Aggregated Model with a Non-Concave Production Function," Springer Books, in: John Stachurski & Alain Venditti & Makoto Yano (ed.), Nonlinear Dynamics in Equilibrium Models, edition 127, chapter 0, pages 237-257, Springer.
    13. Tatiana Kiseleva & Florian Wagener, 2015. "Bifurcations of Optimal Vector Fields," Mathematics of Operations Research, INFORMS, vol. 40(1), pages 24-55, February.
    14. Skiba, A K, 1978. "Optimal Growth with a Convex-Concave Production Function," Econometrica, Econometric Society, vol. 46(3), pages 527-539, May.
    15. Sonja Spitzer & Angela Greulich & Bernhard Hammer, 2018. "The Subjective Cost of Young Children: A European Comparison," VID Working Papers 1812, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    16. Natalie Nitsche & Sarah Hayford, 2018. "Preferences, Partners, and Parenthood: Linking Early Fertility Desires, Union Formation Timing, and Achieved Fertility," VID Working Papers 1810, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    17. Kiseleva, T. & Wagener, F.O.O., 2008. "Bifurcations of optimal vector fields in the shallow lake system," CeNDEF Working Papers 08-01, Universiteit van Amsterdam, Center for Nonlinear Dynamics in Economics and Finance.
    18. Vesper H. Chisumpa & Clifford O. Odimegwu & Nandita Saikia, 2019. "Mortality in Sub-Saharan Africa: What is Killing Adults Aged 15-59 Years in Zambia?," VID Working Papers 1904, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    19. Yuri Yegorov, 2015. "Economic Role of Population Density," ERSA conference papers ersa15p207, European Regional Science Association.
    20. Markus Speringer & Anne Goujon & Samir K.C. & Michaela Potancokova & Claudia Reiter & Sandra Jurasszovich & Jakob Eder, 2019. "Global Reconstruction of Educational Attainment, 1950 to 2015: Methodology and Assessment," VID Working Papers 1902, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    21. Davis Dechert, W., 1984. "Has the averch-johnson effect been theoretically justified?," Journal of Economic Dynamics and Control, Elsevier, vol. 8(1), pages 1-17, October.
    22. Kiseleva, Tatiana & Wagener, F.O.O., 2010. "Bifurcations of optimal vector fields in the shallow lake model," Journal of Economic Dynamics and Control, Elsevier, vol. 34(5), pages 825-843, May.
    23. Grass, D., 2012. "Numerical computation of the optimal vector field: Exemplified by a fishery model," Journal of Economic Dynamics and Control, Elsevier, vol. 36(10), pages 1626-1658.
    24. Ewa Cukrowska-Torzewska & Anna Matysiak, 2018. "The Motherhood Wage Penalty: A Meta-Analysis," VID Working Papers 1808, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    25. Anne Goujon & Claudia Reiter & Michaela Potancokova, 2018. "Religious Affiliations in Austria at the Provincial Level: Estimates for Vorarlberg, 2001-2018," VID Working Papers 1813, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    26. Gregory Clark, 2007. "Introduction to A Farewell to Alms: A Brief Economic History of the World," Introductory Chapters, in: A Farewell to Alms: A Brief Economic History of the World, Princeton University Press.
    27. Tönu Puu, 1997. "Mathematical Location and Land Use Theory," Advances in Spatial Science, Springer, number 978-3-662-03439-2, Fall.
    Full references (including those not matched with items on IDEAS)

    Citations

    Citations are extracted by the CitEc Project, subscribe to its RSS feed for this item.
    as


    Cited by:

    1. Bernhard Hammer & Sonja Spitzer & Lili Vargha & Tanja Istenic, 2019. "The Gender Dimension of Intergenerational Transfers in Europe," VID Working Papers 1907, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    2. Maria Winkler-Dworak & Eva Beaujouan & Paola Di Giulio & Martin Spielauer, 2019. "Simulating Family Life Courses: An Application for Italy, Great Britain, and Scandinavia," VID Working Papers 1908, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.

    Most related items

    These are the items that most often cite the same works as this one and are cited by the same works as this one.
    1. Bernhard Hammer & Sonja Spitzer & Lili Vargha & Tanja Istenic, 2019. "The Gender Dimension of Intergenerational Transfers in Europe," VID Working Papers 1907, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    2. Vesper H. Chisumpa & Clifford O. Odimegwu & Nandita Saikia, 2019. "Mortality in Sub-Saharan Africa: What is Killing Adults Aged 15-59 Years in Zambia?," VID Working Papers 1904, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    3. Yegorov, Yury & Wirl, Franz & Grass, Dieter & Eigruber, Markus & Feichtinger, Gustav, 2022. "On the matthew effect on individual investments in skills in arts, sports and science," Journal of Economic Behavior & Organization, Elsevier, vol. 196(C), pages 178-199.
    4. Erich Striessnig & Jayanta Kumar Bora, 2019. "Under-Five Child Growth and Nutrition Status: Spatial Clustering of Indian Districts," VID Working Papers 1903, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    5. Maria Winkler-Dworak & Eva Beaujouan & Paola Di Giulio & Martin Spielauer, 2019. "Simulating Family Life Courses: An Application for Italy, Great Britain, and Scandinavia," VID Working Papers 1908, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    6. Ken-Ichi Akao & Takashi Kamihigashi & Kazuo Nishimura, 2015. "Critical Capital Stock in a Continuous-Time Growth Model with a Convex-Concave Production Function," Discussion Paper Series DP2015-39, Research Institute for Economics & Business Administration, Kobe University.
    7. Jonathan Caulkins & Gustav Feichtinger & Richard Hartl & Peter Kort & Andreas Novak & Andrea Seidl, 2013. "Multiple equilibria and indifference-threshold points in a rational addiction model," Central European Journal of Operations Research, Springer;Slovak Society for Operations Research;Hungarian Operational Research Society;Czech Society for Operations Research;Österr. Gesellschaft für Operations Research (ÖGOR);Slovenian Society Informatika - Section for Operational Research;Croatian Operational Research Society, vol. 21(3), pages 507-522, September.
    8. Francesco Bartaloni, 2021. "Existence of the Optimum in Shallow Lake Type Models with Hysteresis Effect," Journal of Optimization Theory and Applications, Springer, vol. 190(2), pages 358-392, August.
    9. Wirl, Franz, 2009. "OPEC as a political and economical entity," European Journal of Political Economy, Elsevier, vol. 25(4), pages 399-408, December.
    10. Tatiana Kiseleva & Florian Wagener, 2015. "Bifurcations of Optimal Vector Fields," Mathematics of Operations Research, INFORMS, vol. 40(1), pages 24-55, February.
    11. Wirl, Franz & Feichtinger, Gustav, 2005. "History dependence in concave economies," Journal of Economic Behavior & Organization, Elsevier, vol. 57(4), pages 390-407, August.
    12. Florian Wagener, 2013. "Shallow lake economics run deep: nonlinear aspects of an economic-ecological interest conflict," Computational Management Science, Springer, vol. 10(4), pages 423-450, December.
    13. Andrea Seidl & Stefan Wrzaczek & Fouad El Ouardighi & Gustav Feichtinger, 2016. "Optimal Career Strategies and Brain Drain in Academia," Journal of Optimization Theory and Applications, Springer, vol. 168(1), pages 268-295, January.
    14. Reddy, P.V. & Schumacher, J.M. & Engwerda, J.C., 2012. "Optimal Management and Differential Games in the Presence of Threshold Effects - The Shallow Lake Model," Discussion Paper 2012-001, Tilburg University, Center for Economic Research.
    15. Moghayer, S. & Wagener, F.O.O., 2009. "Genesis of indifference thresholds and infinitely many indifference points in discrete time infinite horizon optimisation problems," CeNDEF Working Papers 09-14, Universiteit van Amsterdam, Center for Nonlinear Dynamics in Economics and Finance.
    16. Anne Goujon & Claudia Reiter & Michaela Potancokova, 2018. "Religious Affiliations in Austria at the Provincial Level: Estimates for Vorarlberg, 2001-2018," VID Working Papers 1813, Vienna Institute of Demography (VID) of the Austrian Academy of Sciences in Vienna.
    17. Zeiler, I. & Caulkins, J.P. & Tragler, G., 2011. "Optimal control of interacting systems with DNSS property: The case of illicit drug use," Journal of Economic Behavior & Organization, Elsevier, vol. 78(1-2), pages 60-73, April.
    18. Antoci, Angelo & Galeotti, Marcello & Russu, Paolo, 2011. "Poverty trap and global indeterminacy in a growth model with open-access natural resources," Journal of Economic Theory, Elsevier, vol. 146(2), pages 569-591, March.
    19. Zeiler, I. & Caulkins, J.P. & Tragler, G., 2011. "Optimal control of interacting systems with DNSS property: The case of illicit drug use," Journal of Economic Behavior & Organization, Elsevier, vol. 78(1), pages 60-73.
    20. Wagener, F.O.O., 2013. "Economics of environmental regime shifts," CeNDEF Working Papers 13-08, Universiteit van Amsterdam, Center for Nonlinear Dynamics in Economics and Finance.

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:spr:joptap:v:186:y:2020:i:2:d:10.1007_s10957-020-01719-5. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Sonal Shukla or Springer Nature Abstracting and Indexing (email available below). General contact details of provider: http://www.springer.com .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.