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Price-Cap versus Rate-of-Return Regulation in a Stochastic-Cost Model

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Author Info
Ellen M. Pint
Abstract

A stochastic-cost model is used to show that both price-cap and rate-of-return regulation lead to overinvestment in capital and to excessive managerial slack. However, they differ in stochastic versus fixed intervals between hearings and in the use of test-year costs versus average costs since the previous hearing. A numerical example illustrates that fixed intervals between hearings improve welfare if hearings are not held too frequently, but most gains go to the firm. More significantly, the use of average-cost data combined with fixed intervals results in dramatic welfare improvements, with most gains going to consumers.

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File URL: http://links.jstor.org/sici?sici=0741-6261%28199224%2923%3A4%3C564%3APVRRIA%3E2.0.CO%3B2-Z&origin=repec
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Publisher Info
Article provided by The RAND Corporation in its journal RAND Journal of Economics.

Volume (Year): 23 (1992)
Issue (Month): 4 (Winter)
Pages: 564-578
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Handle: RePEc:rje:randje:v:23:y:1992:i:winter:p:564-578

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  1. Jeffrey I. Bernstein & David E. M. Sappington, 1998. "Setting the X Factor in Price Cap Regulation Plans," NBER Working Papers 6622, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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  2. Roques, F.A. & Savva , N.S., 2006. "Price Cap Regulation and Investment Incentives under Demand Uncertainty," Cambridge Working Papers in Economics 0636, Faculty of Economics, University of Cambridge. [Downloadable!]
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