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Strategic Firm Behavior under a Dynamic Regulatory Adjustment Process

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Author Info
David Sappington

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Abstract

The regulatory mechanism proposed by Vogelsang and Finsinger (V-F) will induce the regulated firm to adopt behavior other than myopic profit maximization. Pure waste, inefficient factor utilization, excessive research and development, and overinvestment in demand-increasing expenditures may be employed by the firm to increase long-run profits. The particular type of strategic behavior adopted, and the extent to which it is pursued, will depend upon the firm's allowed rate of return on capital, its discount rate, and the information it receives regarding the regulatory regime. Under reasonable conditions, the strategic behavior induced by V-F regulation will cause a significant reduction in consumers' surplus plus producer's profit below the level achieved in the absence of any regulation.

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File URL: http://links.jstor.org/sici?sici=0361-915X%28198021%2911%3A1%3C360%3ASFBUAD%3E2.0.CO%3B2-F&origin=repec
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Publisher Info
Article provided by The RAND Corporation in its journal Bell Journal of Economics.

Volume (Year): 11 (1980)
Issue (Month): 1 (Spring)
Pages: 360-372
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Handle: RePEc:rje:bellje:v:11:y:1980:i:spring:p:360-372

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  1. Paul L Joskow, 2005. "Incentive Regulation In Theory And Practice - Electricity Distribution And Transmission Networks," Working Papers 0514, Massachusetts Institute of Technology, Center for Energy and Environmental Policy Research. [Downloadable!]
    Other versions:
  2. Alberto Iozzi, 2001. "Strategic pricing and entry deterrence under price-cap regulation," Journal of Economics, Springer, vol. 74(3), pages 283-300, October. [Downloadable!] (restricted)
    Other versions:
  3. Jamasb, T. & Nillesen, P. & Pollitt, M., 2003. "Strategic Behaviour under Regulation Benchmarking," Cambridge Working Papers in Economics 0312, Faculty of Economics, University of Cambridge. [Downloadable!]
  4. Uri, Noel D., 2001. "Regulation and Measurement of the Productivity Offset," Economic Analysis and Policy (EAP), Queensland University of Technology (QUT), School of Economics and Finance, vol. 31(2), pages 187-203, September. [Downloadable!]
  5. Makoto TANAKA, 2005. "Optimal Transmission Capacity under Nodal Pricing and Incentive Regulation for Transco," Discussion papers 05021, Research Institute of Economy, Trade and Industry (RIETI). [Downloadable!]
  6. E. Wolfstetter, . "Regulation of Monopoly," Sonderforschungsbereich 373 1996-37, Humboldt Universitaet Berlin.
  7. Kevin Currier, 2004. "Natural monopoly regulation in the presence of cost misreporting," Atlantic Economic Journal, International Atlantic Economic Society, vol. 32(1), pages 49-61, March. [Downloadable!] (restricted)
  8. Franz Wirl & Claus Huber & I.O Walker, 1998. "Joint Implementation: Strategic Reactions and Possible Remedies," Environmental & Resource Economics, European Association of Environmental and Resource Economists, vol. 12(2), pages 203-224, September. [Downloadable!] (restricted)
  9. William P. Rogerson, 1993. "Inter-temporal Cost Allocation and Managerial Investment Incentives," Discussion Papers 1060, Northwestern University, Center for Mathematical Studies in Economics and Management Science. [Downloadable!]
  10. Noel Uri, 2003. "Service Quality Effects of Incentive Regulation on Access Service in Telecommunications in the United States," European Journal of Law and Economics, Springer, vol. 16(3), pages 369-390, November. [Downloadable!] (restricted)
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