IDEAS home Printed from https://ideas.repec.org/a/prs/recofi/ecofi_1767-4603_2006_num_82_1_4455.html
   My bibliography  Save this article

Self-regulation and operational controls: reflections on the oversight of exchange-traded derivatives

Author

Listed:
  • Andrea Corcoran

Abstract

[eng] As capital and derivatives market structures have evolved into electronic, for-profit, demutualized, oftentimes listed companies in the United States and elsewhere, the self-regulating roles of markets, where it existed, has been called into question. This article suggests for debate a view -based on past US experience -that, properly overseen, the self-regulatory « obligation » has been critical to the accountability of markets for maintaining appropriate operational and financial controls and hence to market integrity and confidence. So, the author describes market evolutions, cash/ derivatives differences, self-regulatory functions required by US derivatives markets today, experience with self-regulation, current evaluative initiatives and enhancements to explore. . JEL classification : G2, G28

Suggested Citation

  • Andrea Corcoran, 2006. "Self-regulation and operational controls: reflections on the oversight of exchange-traded derivatives," Revue d'Économie Financière, Programme National Persée, vol. 82(1), pages 241-259.
    • Handle: RePEc:prs:recofi:ecofi_1767-4603_2006_num_82_1_4455
    DOI: 10.3406/ecofi.2006.4455
    Note: DOI:10.3406/ecofi.2006.4455
    as

    Download full text from publisher

    File URL: https://doi.org/10.3406/ecofi.2006.4455
    Download Restriction: no
    File URL: https://www.persee.fr/doc/ecofi_1767-4603_2006_num_82_1_4455
    Download Restriction: no
    File URL: https://libkey.io/10.3406/ecofi.2006.4455?utm_source=ideas
    LibKey link: if access is restricted and if your library uses this service, LibKey will redirect you to where you can use your library subscription to access this item
    ---><---

    References listed on IDEAS

    as
    1. repec:idb:brikps:2958 is not listed on IDEAS
    Full references (including those not matched with items on IDEAS)

    More about this item

    JEL classification:

    • G2 - Financial Economics - - Financial Institutions and Services
    • G28 - Financial Economics - - Financial Institutions and Services - - - Government Policy and Regulation

    Statistics

    Access and download statistics

    Corrections

    All material on this site has been provided by the respective publishers and authors. You can help correct errors and omissions. When requesting a correction, please mention this item's handle: RePEc:prs:recofi:ecofi_1767-4603_2006_num_82_1_4455. See general information about how to correct material in RePEc.

    If you have authored this item and are not yet registered with RePEc, we encourage you to do it here. This allows to link your profile to this item. It also allows you to accept potential citations to this item that we are uncertain about.

    If CitEc recognized a bibliographic reference but did not link an item in RePEc to it, you can help with this form .

    If you know of missing items citing this one, you can help us creating those links by adding the relevant references in the same way as above, for each refering item. If you are a registered author of this item, you may also want to check the "citations" tab in your RePEc Author Service profile, as there may be some citations waiting for confirmation.

    For technical questions regarding this item, or to correct its authors, title, abstract, bibliographic or download information, contact: Equipe PERSEE (email available below). General contact details of provider: https://www.persee.fr/collection/ecofi .

    Please note that corrections may take a couple of weeks to filter through the various RePEc services.

    IDEAS is a RePEc service. RePEc uses bibliographic data supplied by the respective publishers.