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Optimal Replication of Contingent Claims under Portfolio Constraints

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Author Info
Broadie, Mark
Cvitanic, Jaksa
Soner, H Mete

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Abstract

We determine the minimum cost of superreplicating a nonnegative contingent claim when there are convex constraints on portfolio weights. We show that the optimal cost with constraints is equal to the price of a related claim without constraints. The related claim is a dominating claim, that is, a claim whose payoffs are increased in an appropriate way relative to the original claim. The results hold for a variety of options, including some path-dependent options. Constraints on the gamma of the replicating portfolio, constraints on portfolio amounts, and constraints on the number of shares are also considered. Article published by Oxford University Press on behalf of the Society for Financial Studies in its journal, The Review of Financial Studies.

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Publisher Info
Article provided by Oxford University Press for Society for Financial Studies in its journal Review of Financial Studies.

Volume (Year): 11 (1998)
Issue (Month): 1 ()
Pages: 59-79
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Handle: RePEc:oup:rfinst:v:11:y:1998:i:1:p:59-79

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  1. Dell'Era Mario, M.D., 2008. "Pricing of Double Barrier Options by Spectral Theory," MPRA Paper 17502, University Library of Munich, Germany. [Downloadable!]
  2. Jun Sekine, 2002. "On superhedging under delta constraints," Applied Mathematical Finance, Taylor and Francis Journals, vol. 9(2), pages 103-121, June. [Downloadable!] (restricted)
  3. Charalambos D. Aliprantis & Rabee Tourky, 2002. "Markets That Don'T Replicate Any Option," Department of Economics - Working Papers Series 832, The University of Melbourne. [Downloadable!]
    Other versions:
  4. Dell'Era Mario, M.D., 2008. "Pricing of the European Options by Spectral Theory," MPRA Paper 17429, University Library of Munich, Germany. [Downloadable!]
  5. Imen Bentahar & Bruno Bouchard, 2006. "Barrier Option Hedging under Constraints: A Viscosity Approach," SFB 649 Discussion Papers SFB649DP2006-022, Sonderforschungsbereich 649, Humboldt University, Berlin, Germany. [Downloadable!]
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This page was last updated on 2009-11-28.


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