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Neutral Taxation under Uncertainty - a Real Options Approach

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Author Info
Rainer Niemann
Abstract

This paper analyses neutral tax systems under uncertainty and risk neutrality using real option theory. In the case of an option to invest, the investment problem can be formulated before and after taxes, demonstrating the effects of flexibility and irreversibility. A sufficient condition for tax neutrality is the equivalence of the investment problems before and after taxes. Under this condition, neutral depreciation schedules can be derived for every kind of interest taxation without explicitly solving the emerging free-boundary problems. Two special cases of neutral tax systems are the cash flow tax and the Johansson-Samuelson tax. For the validity of the Johansson-Samuelson theorem under uncertainty and irreversibility it is necessary to extend the depreciation base on the real option.

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Publisher Info
Article provided by Mohr Siebeck, Tübingen in its journal FinanzArchiv.

Volume (Year): 56 (1999)
Issue (Month): 1 (March)
Pages: 51-
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Handle: RePEc:mhr:finarc:urn:sici:0015-2218(199903)56:1_51:ntuu-a_2.0.tx_2-i

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  1. Alvarez JR, Luis & Kanniainen, Vesa & Södersten, Jan, 2000. "Why is the Corporation Tax Not Neutral? Anticipated Tax Reform, Investment Spurts and Corporate Borrowing," Working Paper Series 2000:4, Uppsala University, Department of Economics. [Downloadable!]
    Other versions:
  2. Rainer Niemann, 2007. "The Impact of Tax Uncertainty on Irreversible Investment," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
  3. Niemann, Rainer & Sureth, Caren, 2002. "Taxation under Uncertainty -- Problems of Dynamic Programming and Contingent Claims Analysis in Real Option Theory," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
  4. Rainer Niemann, 2004. "Tax Rate Uncertainty, Investment Decisions, and Tax Neutrality," Asia-Pacific Financial Markets, Springer, vol. 11(3), pages 265-281, May. [Downloadable!] (restricted)
  5. Rainer Niemann, 2001. "Tax Rate Uncertainty and Investment Behavior," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
  6. Boehm, Hjalmar & Funke, Michael, 2000. "Optimal Investment Strategies under Demand and Tax Policy Uncertainty," CESifo Working Paper Series CESifo Working Paper No. , CESifo Group Munich. [Downloadable!]
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