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Relative arbitrage in volatility-stabilized markets

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Author Info
Robert Fernholz ()
Ioannis Karatzas ()
Abstract

We provide simple, easy-to-test criteria for the existence of relative arbitrage in equity markets. These criteria postulate essentially that the excess growth rate of the market portfolio, a positive quantity that can be estimated or even computed from a given market structure, be ‘‘sufficiently large’’. We show that conditions which satisfy these criteria are manifestly present in the U.S. equity market. We then construct examples of abstract markets in which the criteria hold. These abstract markets allow us to isolate conditions similar to those prevalent in actual markets, and to construct explicit portfolios under these conditions. We study in some detail a specific example of an abstract market which is volatility-stabilized, in that the return from the market portfolio has constant drift and variance rates while the smallest stocks are assigned the largest volatilities. A rather interesting probabilistic structure emerges, in which time changes and the asymptotic theory for planar Brownian motion play crucial roles. The largest stock and the overall market grow at the same, constant rate, though individual stocks fluctuate widely. Copyright Springer-Verlag Berlin Heidelberg 2005

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File URL: http://hdl.handle.net/10.1007/s10436-004-0011-6
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Publisher Info
Article provided by Springer in its journal Annals of Finance.

Volume (Year): 1 (2005)
Issue (Month): 2 (November)
Pages: 149-177
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Handle: RePEc:kap:annfin:v:1:y:2005:i:2:p:149-177

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Web page: http://www.springerlink.com/link.asp?id=112370

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Related research
Keywords: Portfolios Relative arbitrage Diversity Volatility-stabilized markets Stochastic differential equations Strict local martingales Time-change Bessel processes G10

Cited by:
(explanations, Please report citation or reference errors to , or , if you are the registered author of the cited work, log in to your RePEc Author Service profile, click on "citations" and make appropriate adjustments.)

  1. Eckhard Platen, 2008. "The Law of Minimum Price," Research Paper Series 215, Quantitative Finance Research Centre, University of Technology, Sydney. [Downloadable!]
  2. Ioannis Karatzas & Constantinos Kardaras, 2007. "The numéraire portfolio in semimartingale financial models," Finance and Stochastics, Springer, vol. 11(4), pages 447-493, October. [Downloadable!] (restricted)
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This page was last updated on 2008-10-3.


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