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Managing Risks to Financial Markets from Volatile Capital Flows: The Role of Prudential Regulation

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Garber, Peter M

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Abstract

Prudential regulation is intended to channel capital inflows through institutions most likely to make sound investment decisions. The paper presents examples of prudential regulation in two countries, Mexico and Hong Kong, where capital was suddenly withdrawn in a test of the financial system. Especially under modern conditions, a risk-taking bank can avoid prudential regulation, which on paper is near the industrial country standard; and the case of Mexico shows how even the best intended regulation can be avoided and can even produce a result that is the opposite of their intent. The existence of offshore markets, particularly OTC derivative markets, makes on-shore regulation problematic in the absence of stringent, consolidated supervision. In addition, they have rendered meaningless the subaccounts of the standard balance of payments capital accounts. Copyright @ 1996 by John Wiley & Sons, Ltd. All rights reserved.

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Publisher Info
Article provided by John Wiley & Sons, Ltd. in its journal International Journal of Finance & Economics.

Volume (Year): 1 (1996)
Issue (Month): 3 (July)
Pages: 183-95
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Handle: RePEc:ijf:ijfiec:v:1:y:1996:i:3:p:183-95

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  1. Paolo Savona & Aurelio Maccario & Chiara Oldani, 2000. "On Monetary Analysis of Derivatives," Open Economies Review, Springer, vol. 11(1), pages 149-175, August. [Downloadable!] (restricted)
  2. Islam, Roumeen, 2000. "Should capital flows be regulated? - a look at the issues and policies," Policy Research Working Paper Series 2293, The World Bank. [Downloadable!]
  3. De Nicolo, Gianni & Honohan, Patrick & Ize, Alain, 2003. "Dollarization of the banking system : good or bad?," Policy Research Working Paper Series 3116, The World Bank. [Downloadable!]
    Other versions:
  4. Barry Eichengreen, 1998. "International Economic Policy in the Wake of the Asian Crisis," Center for International and Development Economics Research, Working Paper Series 1019, Center for International and Development Economics Research, Institute for Business and Economic Research, UC Berkeley. [Downloadable!]
    Other versions:
  5. Johnston, R Barry, 1998. "Sequencing Capital Account Liberalizations and Financial Sector Reform," IMF Papers on Policy Analysis and Assessments 98/8, International Monetary Fund. [Downloadable!]
  6. Graham Bird, 1999. "How important is sound domestic macroeconomics in attracting capital inflows to developing countries?," Journal of International Development, John Wiley & Sons, Ltd., vol. 11(1), pages 1-26.
  7. Peter M. Garber, 1997. "Transition to a Functional Financial Safety Net in Latin America," RES Working Papers 4056, Inter-American Development Bank, Research Department. [Downloadable!]
  8. Clara Garcia, 2004. "Capital Inflows, Policy Responses, and Their Ill Consequences: Thailand, Malaysia, and Indonesia in the Decade Before the Crises," Working Papers wp81, Political Economy Research Institute, University of Massachusetts at Amherst. [Downloadable!]
  9. Patrick Honohan, 1998. "Diagnosing Banking System Failures in Developing Countries," Papers WP093, Economic and Social Research Institute (ESRI). [Downloadable!]
  10. Peter M. Garber, 1997. "Transición a una red funcional de seguridad financiera en América Latina," RES Working Papers 4057, Inter-American Development Bank, Research Department. [Downloadable!]
  11. Demirguc-Kunt, Asli & Detragiache, Enrica, 1997. "The determinants of banking crises : evidence from industrial and developing countries," Policy Research Working Paper Series 1828, The World Bank. [Downloadable!]
  12. Chiara Oldani, 2005. "An Overview of the Literature about Derivatives," Macroeconomics 0504004, EconWPA. [Downloadable!]
  13. Peter M. Garber, 1998. "Derivatives in International Capital Flows," NBER Working Papers 6623, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
  14. Sebastian Edwards, 1998. "Capital Inflows into Latin America: A Stop-Go Story?," NBER Working Papers 6441, National Bureau of Economic Research, Inc. [Downloadable!] (restricted)
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