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Employment risk, compensation incentives, and managerial risk taking: Evidence from the mutual fund industry

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Author Info
Kempf, Alexander
Ruenzi, Stefan
Thiele, Tanja

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Abstract

We examine the influence on managerial risk taking of incentives due to employment risk and due to compensation. Our empirical investigation of the risk taking behavior of mutual fund managers indicates that managerial risk taking crucially depends on the relative importance of these incentives. When employment risk is more important than compensation incentives, fund managers with a poor midyear performance tend to decrease risk relative to leading managers to prevent potential job loss. When employment risk is low, compensation incentives become more relevant and fund managers with a poor midyear performance increase risk to catch up with the midyear winners.

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File URL: http://www.sciencedirect.com/science/article/B6VBX-4V47CKC-1/2/f9d25601c0fa83f43718b979e4caf232
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Publisher Info
Article provided by Elsevier in its journal Journal of Financial Economics.

Volume (Year): 92 (2009)
Issue (Month): 1 (April)
Pages: 92-108
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Handle: RePEc:eee:jfinec:v:92:y:2009:i:1:p:92-108

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Web page: http://www.elsevier.com/locate/inca/505576

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Related research
Keywords: Managerial risk taking Employment risk Compensation incentives Mutual funds Restrictions;

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This page was last updated on 2009-11-7.


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